Enforcement

Disciplined List

Zhang, Guan Qiang

Date of Order or Settlement:

2015-06-23

Sanction:

Permanent ban from purchasing and trading in securities or exchange contracts (with conditions)
Permanent ban from relying on any exemptions set out in the Securities Act, the regulations or a decision
Permanent director/officer ban (with conditions)
Permanent ban from becoming or acting as a registrant or promoter
Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
Permanent investor relations ban

Supporting Documents:

Violation:

Fraud
Illegal distribution
Obstruction of justice

Ruling Body:

BCSC

Payment Agreed/Ordered:

$14 million in disgorgement plus a $14 million administrative penalty