Hearings

Hearing dates or statusHearing information
2014-09-05; 2014-09-15 - 2014-09-18;
Forum National Investments Ltd.; Daniel Clozza; Martin Tutschek; Grant Curtis; Executive Director
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2014-09-08 - 2014-09-12;
Robert Frederick Weicker; Amina Umutoni Weicker; Executive Director
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2014-09-16;
Kunekt Corporation; Mark Bruk; Executive Director
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2014-09-17; 2014-10-16 - 2014-10-17; 2014-10-20 - 2014-10-24;
Alnoor Ramji; Executive Director
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2014-09-19;
Lynne Rae Nickford (aka Lynne Rae Zlotnik dba Lynne Zlotnik Wealth Management); Executive Director
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2014-09-23 - 2014-09-24;
Doreen Lowe; Marco Myatovic; Investment Industry Regulatory Organization of Canada (IIROC); Executive Director
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2014-09-30;
Keith Henry Alexander; Executive Director
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2014-09-30;
Robert Scott Morrice; Donald Gordon Byrne; Executive Director
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2014-10-08; 2015-01-12 - 2015-01-15;
SPYru Inc; Paradox Distributors (1992) Ltd.; Echo Partners Ltd.; U-GO Brands Nutritional Products Inc.; Peter David Harris; Lorne Neil Cire; Christopher Andrew Burke; Millard Michael Kwasnek; Joseph Yvan JeanClaude Thibert a.k.a John Thibert; Executive Director
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2014-10-14; 2015-01-12 - 2015-01-20;
EagleMark Ventures, LLC; Richard Lian (aka Richard Terry Ruuska); Enna M. Keller; Falcon Holdings, LLC; Executive Director
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2014-10-15; 2014-12-08 - 2014-12-12;
Hon Seng Lum (also known as Victor Lum); May Lee Chan Lum; Executive Director
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2014-10-16;
Douglas William Falconer Wood; Executive Director
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2014-10-16; 2014-11-10; 2014-11-12 - 2014-11-14; 2014-11-17 - 2014-11-21; 2014-11-24 - 2014-11-28; 2014-12-01 - 2014-12-03; 2014-12-05; 2014-12-08 - 2014-12-09;
Jon Richard Carnes; Executive Director
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2014-10-23; 2015-01-22 - 2015-01-23; 2015-01-26 - 2015-01-29;
HRG Healthcare Resource Group Inc.; Alexander Downie; Daniel G. Mohan; Executive Director
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2014-10-27 - 2014-10-28;
The Falls Capital Corp.; Deercrest Construction Fund Inc.; West Karma Ltd.; Rodney Jack Wharram; Executive Director
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2014-10-29; 2015-05-11 - 2015-05-15; 2015-05-19 - 2015-05-22; 2015-05-25 - 2015-05-29; 2015-06-01 - 2015-06-05;
Thomas Arthur Williams; Global Wealth Creation Opportunities Inc.; Global Wealth Creation Opportunities Inc. (Belize); Global Wealth Financial Inc.; Global Wealth Creation Strategies Inc.; CDN Global Wealth Creation Club RW-TW; 2002 Concepts Inc.; Susan Grace Nemeth; Renee Michelle Penko; Paul Finney; Irene G. Beilstein; Christina Kiemel; Helena Yvonne Becker; Dennis Carl Weigel; Daniel Quoming Sam; Eric Clark; Sharon Downing; Robert Laudy Williams; Executive Director
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2014-10-29 - 2014-10-31; 2014-11-03 - 2014-11-04;
Wireless Wizard Technologies Inc.; Raymond Michael Roger Sasseville; Edith Marie Sasseville; Richard Keller; Executive Director
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2014-11-07;
Bank Gutenberg AG; Executive Director
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2014-11-19; 2015-02-16 - 2015-02-18;
Zhong Wen; Anhong Liu; Executive Director
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2014-11-25; 2015-03-23 - 2015-03-24;
Noshad Dowlati; Executive Director
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2014-12-10; 2015-02-10 - 2015-02-12;
Hussain Dhala; Executive Director
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2015-01-05 - 2015-01-06;
Catherine Deborah Jones; Investment Industry Regulatory Organization of Canada (IIROC); Executive Director
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2015-01-07; 2015-04-07 - 2015-04-10; 2015-04-13 - 2015-04-17; 2015-04-20;
Inverlake Property Investment Group Inc.; Wheatland Business Park Ltd.; Alfredo Miguel "Michael" Yong; Executive Director
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2015-01-16; 2015-04-22 - 2015-04-24;
Robert Bruce Rush; Breakthrough Financial Inc.; Executive Director
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2015-02-23 - 2015-02-27; 2015-03-02 - 2015-03-04; 2015-03-06; 2015-03-09 - 2015-03-13;
Siu Mui "Debbie" Wong; Siu Kon "Bonnie" Soo; Wheatland Industrial Park Inc.; 1300302 Alberta Inc.; D & E Arctic Investments Inc.; Executive Director
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Hearing in writing
Lance McManne; Orbuttron Ltd.; Orbuttron Sound Waves II Ltd.; Executive Director
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Action pending
Adis Golic (also known as Ady Golic); Adcapital Industries Inc.; Ad Capital U.S. Inc.; Executive Director
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Action pending
Colin Robert Hugh McCabe; Erwin Thomas Speckert; Executive Director
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Action pending
Daveed Zarr (formerly known as Asi Lalky); Zarr Energy Corporation; Executive Director
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Action pending
David Michael Michaels; 509802 BC Ltd. dba Michaels Wealth Management Group; Executive Director
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Action pending
Doris Elizabeth Nelson; Executive Director
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Action pending
Hong Liang Zhong; Executive Director
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Action pending
Howard Blumenfeld; Executive Director
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Action pending
John Colonna; Executive Director
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Action pending
Michael Patrick Lathigee; Earle Douglas Pasquill; FIC Real Estate Projects Ltd.; FIC Foreclosure Fund Ltd.; WBIC Canada Ltd.; Executive Director
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Action pending
Nicolette Mainardi; Carina Van Der Walt; Executive Director
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Action pending
Pasquale Schiavone; Executive Director
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Action pending
Rashida Samji; Rashida Samji Notary Corporation; Samji & Assoc. Holdings Inc.; Executive Director
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Action pending
Robert Bruce Rush; Mutual Fund Dealers Association of Canada; Executive Director
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Action pending
Robert Waters; Executive Director
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Action pending
Roberta Merlin McIntosh (aka Bert McIntosh, Roberta Sims, Roberta Butcher, and Roberta Mayer); Executive Director
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Action pending
Steven Vincent Weeres; Executive Director
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Action pending
Streamline Properties Inc.; 0772835 B.C. Ltd.; Local 1661 Building Inc.; Almaval Building Inc.; Jeffrey Karl Wiegel; Michael Jerome Knight; Executive Director
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Action pending
Sungro Minerals Inc.; Malkeet Singh Bains; Mark Aaron McLeary; Timothy John McLeary; Narvinder Singh Patric Virk; Robert Hainey; Jerry Williams; Erik John Benson; Executive Director
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Action pending
Thalbinder Singh Poonian; Shailu Sharon Poonian; Robert Joseph Leyk; Manjit Singh Sihota; Perminder Sihota; Executive Director
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Action pending
Victor George DeLaet; Executive Director
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Action pending
Weiqing Jane Jin; Executive Director
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Action pending
Yan Zhu (also known as Rachel Zhu); Guan Qiang Zhang; Bossteam E-Commerce Inc.; Executive Director
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Matter concluded
Daniel Grant McGee; Executive Director
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Matter concluded
Jaguar Financial Corporation; TSX Venture Exchange; Galway Metals Inc.; Executive Director
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Matter concluded
Marvin Winick; Executive Director
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Matter concluded
Michael Schaumer; Executive Director
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Matter concluded
Oriens Travel & Hotel Management Corp.; Alexander Anderson; Ken Chua; Executive Director
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Matter concluded
Shafi Khan; Executive Director
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