Hearings

Hearings usually take place at British Columbia Securities Commission, 12th Floor, 701 West Georgia Street, Vancouver, BC. Hearings usually start at 10 am each hearing day. Hearing dates subject to change and updated on the hearing schedule.


Hearing Schedule

Search Hearing Files

Search for hearings that were in progress or began after August 1, 2005

Upcoming Hearings

Hearing Dates Hearing Information
2016-02-09; Larry Keith Davis; Executive Director
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Hearing Type: Enforcement
Allegations: Acting contrary to public interest; Fraud
Panel: Suzanne K Wiltshire - Chair, George C. Glover, Don Rowlatt
Note: The hearing is scheduled to start on February 1, 2016.
2016-02-11; 2016-04-04 - 2016-04-08; 0902395 B.C. Ltd.; Robert James Maddigan; Executive Director
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Hearing Type: Enforcement
Allegations: Acting contrary to public interest; Fraud
Panel: Nigel P Cave - Chair, George C. Glover, Gordon L. Holloway
Note: The hearing is scheduled to start on April 4, 2016. The Commission will hold a hearing management meeting on February 11, 2016 at 9:00am.
2016-02-12; Ayaz Dhanani (also known as Azim Virani); Executive Director
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Hearing Type: Enforcement
Allegations: Acting contrary to public interest; Fraud
Panel: Nigel P Cave - Chair, Judith Downes, Gordon L. Holloway
Note: Hearing concluded. The parties' liability submissions are due February 10, 2016. The Panel will hear submissions on liability on February 12, 2016.
2016-02-15 - 2016-02-19; SunCentro Corporation; John Leonard Carswell; Robert Thomas Helina; Donald Weiss; YDS Energy, Resources and Humanitarian Relief Corporation; Humanitarian Relief Corporation; Yawar Sattar Khan; David Kenge Kato; Executive Director
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Hearing Type: Enforcement
Allegations: Illegal distribution; Trading without registration
Panel: Nigel P Cave - Chair, Gordon L. Holloway, Suzanne K Wiltshire
Note: The hearing is scheduled to start on February 15, 2016.
2016-02-22 - 2016-02-26; 2016-02-29 - 2016-03-01; EagleMark Ventures, LLC; Richard Lian (aka Richard Terry Ruuska); Enna M. Keller; Falcon Holdings, LLC; Executive Director
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Hearing Type: Enforcement
Allegations: Fraud; Illegal distribution; Misrepresentation; Trading without registration; Contravening a decision
Panel: George C. Glover - Chair, Gordon L. Holloway, Don Rowlatt
Note: Temporary order issued. On March 12, 2012, the Commission, by consent, extended the temporary order until a hearing is held and a decision is rendered. The hearing is scheduled to start on February 22, 2016.
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Action Pending

Hearing Status Hearing Information
Action pendingAmy May Hanna-Rogerson; Executive Director
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Hearing Type: Enforcement - Reciprocal order
Allegations:
Panel:
Note: The executive director has applied for orders under section 161 of the Securities Act. A decision is pending.
Action pendingBrent Glen Jardine; Indo Global Exchange(s) Pte, Ltd. (formerly Claridge Ventures, Inc.) ; Executive Director
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Hearing Type: Enforcement
Allegations: Acting contrary to public interest; Disclosure violations; Contravening a decision
Panel: Nigel P Cave - Chair, Audrey T. Ho, Don Rowlatt
Note: Hearing concluded. The Panel's decision is due March 29, 2016.
Action pendingDavid James Rogerson; Executive Director
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Hearing Type: Enforcement - Reciprocal order
Allegations:
Panel:
Note: The executive director has applied for orders under section 161 of the Securities Act. A decision is pending.
Action pendingDoris Elizabeth Nelson; Executive Director
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Hearing Type: Enforcement
Allegations: False or misleading statements to the commission; Fraud; Illegal distribution
Panel: Suzanne K Wiltshire - Chair, Judith Downes, Audrey T. Ho
Note: On April 22, 2013, the Panel adjourned the hearing and issued a temporary order until a hearing is held and a decision is rendered. Hearing concluded. The Panel's decision is pending.
Action pendingForum National Investments Ltd.; Daniel Clozza; Martin Tutschek; Grant Curtis; Executive Director
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Hearing Type: Enforcement
Allegations: Acting contrary to public interest
Panel: Nigel P Cave - Chair, George C. Glover, Suzanne K Wiltshire
Note: Temporary order issued on July 20, 2012. On July 31 and August 1, 2012, the Panel heard the Executive Director's application to extend the temporary order. On August 8, 2012, the Panel dismissed the application and revoked the temporary order. On June 4 and September 10, 2014, Forum and Dan Clozza applied for various orders. The panel heard the applications on September 15 and 16, 2014 and reserved their decision. On January 9, 2015, the Panel adjourned Forum's and Mr. Clozza's constitutional application.
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Matter Concluded

Hearing Status Hearing Information
Matter concludedHong Liang Zhong; Executive Director
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Hearing Type: Enforcement
Allegations: Fraud; Misrepresentation; Trading without registration
Panel: Audrey T. Ho - Chair, George C. Glover, Gordon L. Holloway
Note: On December 8, 2015, the Panel issued it's Decision.
Matter concludedHRG Healthcare Resource Group Inc.; Alexander Downie; Daniel G. Mohan; Executive Director
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Hearing Type: Enforcement
Allegations: False or misleading statements to the commission; Illegal distribution
Panel: Nigel P Cave - Chair, Audrey T. Ho, Don Rowlatt
Note: Hearing concluded. The Panel issued its decision on January 8, 2016.
Matter concludedRodney John Snider; Executive Director
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Hearing Type: Enforcement
Allegations: Acting contrary to public interest; Illegal distribution; Trading without registration
Panel: Nigel P Cave - Chair, Don Rowlatt, Suzanne K Wiltshire
Note: Hearing concluded. The Panel issued its decision on January 8, 2016.

Under Appeal

Hearing Status Hearing Information
Under appealColin Robert Hugh McCabe; Erwin Thomas Speckert; Executive Director
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Hearing Type: Enforcement
Allegations: Acting contrary to public interest; False or misleading statements to the commission; Misrepresentation
Panel: Judith Downes - Chair, Don Rowlatt
Note: Hearing concluded. The Panel issued its decision on December 18, 2014. On December 23, 2014, Erwin Speckert applied for a variation of the Commission's December 18, 2014 decision and the Panel issued its decision on January 19, 2015. On January 16, 2015, Colin McCabe filed a notice of application for leave to appeal with the British Columbia Court of Appeal. On April 10, 2015, Erwin Speckert applied for a variation of the Commission's December 18, 2014 decision. On April 27, 2015 the British Columbia Court of Appeal granted, in part, Colin McCabe's application for leave to appeal. On November 2, 2015 the Court of Appeal will hear Mr. McCabe's appeal application.
Under appealDavid Michael Michaels; 509802 BC Ltd. dba Michaels Wealth Management Group; Executive Director
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Hearing Type: Enforcement
Allegations: Fraud; Misrepresentation; Trading without registration
Panel: Nigel P Cave - Chair, George C. Glover, Suzanne K Wiltshire
Note: Hearing concluded. The Panel issued its decision on October 31, 2014. On November 28, 2014, David Michaels filed a notice of application for leave to appeal with the British Columbia Court of Appeal. On April 13, 2015 the British Columbia Court of Appeal granted, in part, Mr. Michaels' application for leave to appeal. On November 25, 2015 the Court of Appeal will hear Mr. Michael's appeal application.
Under appealMichael Patrick Lathigee; Earle Douglas Pasquill; FIC Real Estate Projects Ltd.; FIC Foreclosure Fund Ltd.; WBIC Canada Ltd.; Executive Director
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Hearing Type: Enforcement
Allegations: Fraud
Panel: Audrey T. Ho - Chair, Judith Downes
Note: Hearing concluded. On March 16, 2015, the Panel's issued its decision. On April 14, 2015, the respondents filed a notice of application for leave to appeal with the British Columbia Court of Appeal.
Under appealSPYru Inc; Paradox Distributors (1992) Ltd.; Echo Partners Ltd.; U-GO Brands Nutritional Products Inc.; Peter David Harris; Lorne Neil Cire; Christopher Andrew Burke; Millard Michael Kwasnek; Joseph Yvan JeanClaude Thibert a.k.a John Thibert; Executive Director
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Hearing Type: Enforcement
Allegations: False or misleading statements to the commission; Illegal distribution
Panel: Nigel P Cave - Chair, Judith Downes, Audrey T. Ho
Note: Hearing concluded. On December 14, 2015, the Panel issued its decision. On January 13, 2016, Lorne Neil Cire and Millard Michael Kwasnek filed a notice of application for leave to appeal with the British Columbia Court of Appeal.
Under appealSungro Minerals Inc.; Malkeet Singh Bains; Mark Aaron McLeary; Timothy John McLeary; Narvinder Singh Patric Virk; Robert Hainey; Jerry Williams; Erik John Benson; Executive Director
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Hearing Type: Enforcement
Allegations: False or misleading statements to the commission; Manipulation/Misleading trading
Panel: Bradley Doney - Chair, Don Rowlatt, Suzanne K Wiltshire
Note: Hearing concluded. The Panel issued its Decision on July 8, 2015. On August 7, 2015, Mark Aaron McLeary filed a notice of application for leave to appeal with the British Columbia Court of Appeal.
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