Hearings

Hearings usually take place at British Columbia Securities Commission, 12th Floor, 701 West Georgia Street, Vancouver, BC. Hearings usually start at 10 am each hearing day. Hearing dates subject to change and updated on the hearing schedule.


Hearing Schedule

Search Hearing Files

Search for hearings that were in progress or began after August 1, 2005

Upcoming Hearings

Hearing Dates Hearing Information
2015-01-05 - 2015-01-06; Catherine Deborah Jones; Investment Industry Regulatory Organization of Canada (IIROC); Executive Director
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Hearing Type: Review
Allegations:
Panel: Nigel P Cave - Chair, Christopher D Farber, Suzanne K Wiltshire
Note: Ms. Jones has requested a review of IIROC's liability decision dated December 16, 2013 and sanction decision dated March 31, 2014. On May 2, 2014, the Commission granted a stay of IIROC’s sanction decision, except for the strict supervision requirement, until the disposition of the review. The hearing is scheduled to start on January 5, 2015.
2015-01-06; Mark Aaron McLeary; Executive Director
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Hearing Type: Enforcement
Allegations: Acting contrary to public interest; False or misleading statements to the commission; Failure to file
Panel: Nigel P Cave - Chair
Note: The Commission will set a date for the hearing on January 6, 2014 at 9:00am.
2015-01-06; Rodney John Snider; Executive Director
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Hearing Type: Enforcement
Allegations: Acting contrary to public interest; Illegal distribution; Trading without registration
Panel: Nigel P Cave - Chair
Note: The Commission will set a date for the hearing on January 6, 2015 at 9:00am.
2015-01-07; 2015-04-07 - 2015-04-10; 2015-04-13 - 2015-04-17; 2015-04-20; Inverlake Property Investment Group Inc.; Wheatland Business Park Ltd.; Alfredo Miguel "Michael" Yong; Executive Director
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Hearing Type: Enforcement
Allegations: Acting contrary to public interest; Fraud; Illegal distribution
Panel: Nigel P Cave - Chair, Suzanne K Wiltshire
Note: The hearing is scheduled to start on April 7, 2015. The Commission will hold a hearing management meeting on January 7, 2015 at 9:00am.
2015-01-09; Forum National Investments Ltd.; Daniel Clozza; Martin Tutschek; Grant Curtis; Executive Director
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Hearing Type: Enforcement
Allegations: Acting contrary to public interest
Panel: Nigel P Cave - Chair, George C. Glover, Suzanne K Wiltshire
Note: Temporary order issued on July 20, 2012. On July 31 and August 1, 2012, the Panel heard the Executive Director's application to extend the temporary order. On August 8, 2012, the Panel dismissed the application and revoked the temporary order. On June 4 and September 10, 2014, Forum and Dan Clozza applied for various orders. The panel heard the applications on September 15 and 16, 2014 and reserved their decision. On January 9, 2015, the Panel will hear Forum's and Mr. Clozza's constitutional application. The parties' submissions are due December 5, 2014.
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Hearings in Writing

Hearing Status Hearing Information
Hearing in writingLance McManne; Orbuttron Ltd.; Orbuttron Sound Waves II Ltd.; Executive Director
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Hearing Type: Enforcement
Allegations: False or misleading statements to the commission; Fraud; Illegal distribution
Panel: Nigel P Cave - Chair, George C. Glover, Gordon L. Holloway
Note: This hearing will be conducted in writing. On January 10, 2014, the panel adjourned the hearing generally.

Action Pending

Hearing Status Hearing Information
Action pendingAdis Golic (also known as Ady Golic); Adcapital Industries Inc.; Ad Capital U.S. Inc.; Executive Director
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Hearing Type: Enforcement
Allegations: Illegal distribution; Trading without registration
Panel: Nigel P Cave - Chair, Audrey T. Ho
Note: On June 26, 2013, the Executive Director applied for orders based on Golic’s Securities Act convictions. On July 11, 2014, the Panel issued its decision. On July 18, 2014, the Executive Director discontinued the proceedings against the remaining respondents. On August 11, 2014, Golic requested a review of the Panel’s decision under s.171 of the Act. The Panel will consider Golic's application. The parties submissions are due on January 9, 2015.
Action pendingColin Robert Hugh McCabe; Erwin Thomas Speckert; Executive Director
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Hearing Type: Enforcement
Allegations: Acting contrary to public interest; False or misleading statements to the commission; Misrepresentation
Panel: Judith Downes - Chair, Don Rowlatt
Note: Hearing concluded. The Panel's decision is due December 22, 2014.
Action pendingDoris Elizabeth Nelson; Executive Director
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Hearing Type: Enforcement
Allegations: False or misleading statements to the commission; Fraud; Illegal distribution
Panel: Suzanne K Wiltshire - Chair, Nigel P Cave, Judith Downes, Audrey T. Ho
Note: On April 22, 2013, the Panel adjourned the hearing and issued a temporary order until a hearing is held and a decision is rendered. On July 16, 2014, by consent, the Panel adjourned the hearing generally.
Action pendingDouglas William Falconer Wood; Executive Director
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Hearing Type: Enforcement
Allegations: Acting contrary to public interest; False or misleading statements to the commission; Insider trading
Panel: Judith Downes - Chair, Nigel P Cave, Gordon L. Holloway, Don Rowlatt
Note: Hearing concluded. The Panel's findings are due January 14, 2015.
Action pendingHoward Blumenfeld; Executive Director
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Hearing Type: Enforcement - Reciprocal order
Allegations:
Panel: Nigel P Cave - Chair
Note: The Executive Director has applied for orders under s.161(6) of Act. A decision is pending.
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Matter Concluded

Hearing Status Hearing Information
Matter concludedDaniel Grant McGee; Executive Director
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Hearing Type: Enforcement
Allegations: Illegal distribution; Misrepresentation
Panel: Audrey T. Ho - Chair, Don Rowlatt
Note: Hearing concluded. The Panel issued its decision on July 23, 2014 .
Matter concludedRobert Waters; Executive Director
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Hearing Type: Enforcement
Allegations: Illegal distribution; Trading without registration
Panel: Judith Downes - Chair, Gordon L. Holloway
Note: Hearing concluded. The Panel issued its decision on September 4, 2014.

Under Appeal

Hearing Status Hearing Information
Under appealDavid Michael Michaels; 509802 BC Ltd. dba Michaels Wealth Management Group; Executive Director
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Hearing Type: Enforcement
Allegations: Fraud; Misrepresentation; Trading without registration
Panel: Nigel P Cave - Chair, George C. Glover, Suzanne K Wiltshire
Note: Hearing concluded. The Panel issued its decision on October 31, 2014. On November 28, 2014, David Michaels filed a notice of application for leave to appeal with the British Columbia Court of Appeal.