Settlements

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The BCSC has authorized the Executive Director to settle enforcement matters when it is in the public interest. If the Executive Director and the respondent agree to a statement of facts, the Executive Director issues consent orders, and the respondent undertakes to pay an agreed upon sum.

This page contains settlement agreements and orders.

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Showing 1 - 50 of  644  records as of 2017-03-25 12:00:00 AM

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Date Subject Format
2017-03-16 Brian Edward Sims [Order and Settlement Agreement]
2017-03-16 Robert Alexander Sim [Order and Settlement Agreement]
2017-02-17 Vicky Dancho, also known as Ju Huang [Order and Settlement Agreement]
2017-02-17 Winston King-Loong Kuit [Order and Settlement Agreement]
2016-11-03 Verdmont Capital, S.A. [Order and Settlement Agreement]
2016-10-21 Richard Dean Reoji Nawata [Order and Settlement Agreement]
2016-08-04 Harold Schneider [Order and Settlement Agreement]
2016-06-17 Asia Finance Corporation Ltd. [Order and Settlement Agreement]
2016-06-09 HSBC Investment Funds (Canada) Inc. and HSBC Private Wealth Services (Canada) Inc. [Order and Settlement Agreement]
2016-05-18 Teresa Kathleen de La Boursodière [Order and Settlement Agreement]
2016-05-11 Kamaljeet Kaur Sumal (also known as Kayla or Kay Sumal) [Order and Settlement Agreement]
2016-03-11 Gordon Eberwein [Order and Settlement Agreement]
2016-03-08 Sharon Downing [Revocation Order]
2016-03-03 Patrick Aaron Dunn [Order and Settlement Agreement]
2015-10-22 James Francis (J. Frank) Callaghan [Order and Settlement Agreement]
2015-08-04 Keith Henry Alexander [Order and Settlement Agreement]
2015-06-11 Peter R. Kellogg and IAT Reinsurance Company Ltd. [Settlement Agreement]
2015-05-14 Robert Scott Morrice [Variation Order]
2015-05-07 Robert Laudy Williams [Order and Settlement Agreement]
2015-04-29 Donald Gordon Byrne [Order and Settlement Agreement]
2015-04-27 Daniel Quo Ming Sam [Order and Settlement Agreement]
2015-04-27 Robert Scott Morrice [Order and Settlement Agreement]
2015-03-30 Sharon Downing [Order and Settlement Agreement]
2015-03-12 Lowprofile Ventures Ltd. and Gary B. Thompson [Order and Settlement Agreement]
2015-02-19 Protokinetix, Inc. and Ross L. Senior [Order and Settlement Agreement]
2014-11-19 Hugh James Graham [Settlement Agreement]
2014-11-05 0894563 B.C. Ltd. and Darwin James Hajime Okano [Variation Order]
2014-10-16 Alnoor Ramji [Order and Settlement Agreement]
2014-09-23 Bank Gutenberg AG, Gutenberg Management AG and Gutenberg Group AG [Order and Settlement Agreement]
2014-06-24 Robert Launder [Order and Settlement Agreement]
2014-06-04 Black Gold Resources Ltd. and William McDonald Ferguson [Order and Settlement Agreement]
2014-03-13 Quantum Materials Corp. and Stephen B. Squires [Order and Settlement Agreement]
2014-02-28 Mark Webster Vaughan Foster [Variation Order]
2013-12-20 Bralorne Gold Mines Ltd., Wilhelmus (William) Kocken, and Matthew Ball [Settlement Agreement]
2013-12-20 Kenneth Dean Chung [Order and Settlement Agreement]
2013-10-01 Adam Gant, Emanuel Arruda, and League Investment Services Inc. [Order and Settlement Agreement]
2013-10-01 Leonard George Ralph, also known as Len Ralph [Order and Settlement Agreement]
2013-06-24 iTokk, Inc. and Kevin Penstock [Order and Settlement Agreement]
2013-06-18 Richard Gozdek [Order and Settlement Agreement ]
2013-06-16 0894563 B.C. Ltd. and Darwin James Hajime Okano [Order and Settlement Agreement]
2013-05-02 Daljinder Nagra [Order and Settlement Agreement]
2013-04-25 Scotia Capital Inc. [Order and Settlement Agreement]
2013-04-18 Quantum Financial Services (Canada) Ltd. [Settlement Agreement]
2013-02-19 Symmetry 2 Mortgage Investment Corporation [Settlement Agreement]
2012-12-13 Aaron Ross [Order and Settlement Agreement]
2012-12-03 Zulak Financial Group Ltd., Melvin Zulak and Karla Ann Davis [Settlement Agreement]
2012-11-13 Berkeley Coffee & Tea, Inc. and Sean Tan [Order and Settlement Agreement]
2012-07-18 Kilburn Ogilvie Waymann Investment Management Ltd. and Trevor G. Kilburn [Order and Settlement Agreement]
2012-06-06 Farshad Shirvani [Order and Settlement Agreement]
2012-05-23 Malkeet Singh Bains [Order and Settlement Agreement]