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News Release

Canadian Securities Regulators announce dates for British Columbia roundtables on CSA Consultation Paper 33-404

  • Date:

    2016-10-21
  • Number:

    2016/85

Vancouver - The Canadian Securities Administrators (CSA) today announced the dates for the British Columbia Securities Commission's (BCSC) roundtables to further explore issues raised in CSA Consultation Paper 33-404 Proposals to Enhance the Obligations of Advisers, Dealers and Representatives Toward Their Clients, which proposes regulatory action to improve the client-registrant relationship. The dates for roundtables to be held by other CSA jurisdictions were announced in a previous press release on September 22, 2016.

The BCSC will be holding roundtable sessions on the following dates:

 British Columbia Securities Commission       November 28, 29 & 30, Vancouver

The BCSC will hold four focussed sessions and one open session. As previously announced, other CSA members have scheduled roundtables on the following dates:

Ontario Securities CommissionDecember 6, 2016, Toronto;
Nova Scotia Securities CommissionDecember 7, 2016, Halifax;
Autorité des marchés financiersDecember 8, 2016, Montréal;
Alberta Securities Commission December 9, 2016, Calgary.

Additional details regarding the roundtable sessions, and how stakeholders can participate, will be provided closer to the event dates by the respective regulators. CSA members not holding a roundtable session may conduct other forms of stakeholder consultations in their respective jurisdictions.

The consultation paper, which includes a list of 68 consultation questions, can be found on CSA members' websites.

The CSA, the council of the securities regulators of Canada's provinces and territories, co-ordinates and harmonizes regulation for the Canadian capital markets.

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For more information:

Alison Walker
British Columbia Securities Commission
604-899-6713

Kristen Rose
Ontario Securities Commission
416-593-2336 

Nicole Tuncay
Alberta Securities Commission
403-297-4008

Sylvain Théberge
Autorité des marchés financiers
514-940-2176  

Jason (Jay) Booth
Manitoba Securities Commission
204-945-1660

Andrew Nicholson
Financial and Consumer Services Commission,
New Brunswick
506-658-3021

Jane Anderson
Nova Scotia Securities Commission
902-424-0179

Janice Callbeck
Office of the Superintendent of
Securities, P.E.I.
902-368-6288

John O'Brien
Office of the Superintendent of Securities
Newfoundland and Labrador
709-729-2602

Rhonda Horte
Office of the Yukon Superintendent
of Securities
867-667-5466

Jeff Mason
Nunavut Securities Office
867-975-6591

Tom Hall
Northwest Territories
Securities Office
867-767-9305

Shannon McMillan
Financial and Consumer Affairs
Authority of Saskatchewan
306-798-4160