Weekly Reports
Updates for the week ending July 21, 2017
- No new documents
- News release 2017/60 - Investor Alert: BCSC issues warning about Vancouver Stock Exchange Corp. (ENGLISH and CHINESE)
- News release 2017/61 - BCSC settles with former B.C. resident for breaching national mining standard
Marketplaces, Self Regulatory Organizations (SROs) & Clearing Agencies
- MFDA - MFDA Policy No. 8 Proficiency Standard for Approved Persons Selling Exchange Traded Funds (“ETFs”)
This Notice announces the BCSC’s non-objection to proposed new MFDA Policy No. 8 (Proficiency Standard for Approved Persons Selling Exchange Traded Funds (“ETFs”)).
- No new events
Decisions, Settlements, Hearings & Temporary Orders
- Wally Elmer Boguski - Order and Settlement Agreement
- Aik Guan “Frankie” Lim, Scott Thomas Low, FS Financial Strategies Inc., FS Financial Services Inc., FS Financial Strategies Services Inc., FS Financial Services (Alberta) Inc., Darrell Wiebe, Chun Ying “Jim” Pan, Chung-Sheng “Johnson” Kao, CC Cornerstone Credit Ltd. (now known as Flexfi Inc.), Afshin Ardalan, WL Strategic Capital Partners Inc., George Lay, Hunter Wei-Shun Wang (aka Hunter Wei Shun Wang), FS Stellar Insurance Services Inc., Nyit Foon “Lydia” Chin, Aike Joo Lim, Verico FS Capital Inc., Gagan Deep Bachra, FS Financial Systems Inc., Chi Kay “Dixon” Wong, and Meng Cher “Philip” Tsai - Ruling
Cease Trade Orders & Revocations
- Nation Energy Inc. - Cease Trade Order
- Global Remote Technologies Ltd. - Revocation Order
- Continental Energy Corporation - Revocation Order
- Mariana Resources Limited - Order
- MFC Bancorp Ltd. - Order