Contact:

Client services mailing address 
Centro Colon Building
 8th Floor, Suite No. 8-6
 Paseo Colon, San Jose, Costa Rica

 
Corporate mailing address
 Advanced Tower 099
 6th Floor, #10701,
 Ricardo Arias Street
 El Dorado, Panama City, Republic of Panama
 
www.heartfordcapital.com (link no longer operational)

Background:

We received reports that, in 2007, representatives of Hartford Capital Management S.A., also known as Heartford Capital Management, had solicited British Columbia residents to open accounts with Hartford Capital Management S.A. to trade commodity options.  Hartford Capital Management S.A. and Heartford Capital Management are not registered in British Columbia to trade in, or advise on, securities or exchange contracts. 

In March and November of 2007, the Saskatchewan Financial Services Commission issued cease trade orders against Hartford Capital Management S.A. and Heartford Capital Management, respectively.

In November of 2007, the New Brunswick Securities Commission and the Autorité des marchés financiers issued Investor Alerts about Heartford Capital Management.

Supporting Documents:

Saskatchewan Financial Services Commission: Temporary Order - March 6, 2007

Saskatchewan Financial Services Commission: Extending Order - March 21, 2007

Saskatchewan Financial Services Commission: Temporary Order - October 31, 2007

Saskatchewan Financial Services Commission: Extending Order - November 15, 2007

New Brunswick Securities Commission: Investor Alert - November 9, 2007

The Autorité des marchés financiers: Investor Alert - November 20, 2007