Decisions
Golden Capital Securities Ltd. Investment Industry Regulatory Organization of Canada (formerly Investment Dealers Association of Canada) [Ruling]
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BCSECCOM #:
2011 BCSECCOM 90
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Document Type:
Ruling
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Published Date:
2018-11-02
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Effective Date:
2011-02-07
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Details:
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2011 BCSECCOM 90
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Application
| Panel | Brent W. Aitken David J. Smith Suzanne K. Wiltshire | Vice Chair Commissioner Commissioner | |
| Date submissions completed | February 7, 2011 | ||
| Date of Ruling | February 18, 2011 | ||
| Appearing | |||
| Alan McConchie | For Golden Capital Securities Ltd. | ||
| Lorne Herlin | For the Investment Industry Regulatory Organization of Canada | ||