Settlements
ROBERT JOHN MCKENZIE [Sec. 161 & Agreed Stmnt.]
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BCSECCOM #:
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Document Type:
Sec. 161 & Agreed Stmnt.
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Published Date:
1999-09-10
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Effective Date:
1999-09-02
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Details:
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IN THE MATTER OF THE SECURITIES ACT
R.S.B.C. 1996, c. 418
AND
IN THE MATTER OF ROBERT JOHN MCKENZIE
Order Under Section 161
1. WHEREAS an Agreed Statement of Facts and Undertaking was executed by Robert John McKenzie and the Executive Director, a copy of which is attached hereto as Schedule “A” (the “Agreement”);
2. NOW THEREFORE the Executive Director, considering that it would be in the public interest to do so, orders, BY CONSENT, that:
- 2.1 pursuant to section 161(1)(c) of the Securities Act, R.S.B.C. 1996, c. 418 (the “Act”), the exemptions described in sections 44 to 47 [with the exception of subsection 45(7)], 74, 75, 98 and 99 of the Act do not apply to McKenzie;
2.2 pursuant to section 161(1)(d) of the Act, McKenzie is prohibited from engaging in investor relations; and
2.3 pursuant to section 161(1)(d) of the Act, McKenzie is prohibited from becoming or acting as a director or officer of any issuer until the outcome of the Criminal Proceedings.
DATED at Vancouver, British Columbia, on September 2, 1999.
- Steve Wilson
Executive Director
IN THE MATTER OF THE SECURITIES ACT
R.S.B.C. 1996, c. 418
AND
IN THE MATTER OF ROBERT JOHN MCKENZIE
Agreed Statement of Facts and Undertaking
The following agreement has been reached between Robert John McKenzie (“McKenzie”) and the Executive Director:
1. As the basis for the order agreed to below, McKenzie acknowledges that he has been charged to stand trial in the Provincial Court of British Columbia, Vancouver, for 22 counts of fraud related to the trading in securities in British Columbia (the “Criminal Proceedings”). A copy of the Information relating to the charges is attached as Exhibit “A”.
2. McKenzie represents that he is currently not active in any investor relations and also does not hold any position as a director or officer of any issuer in British Columbia.
3. McKenzie consents to an order of the Executive Director that:
- 3.1 pursuant to section 161(1)(c) of the Securities Act, R.S.B.C. 1996, c. 418 (the “Act”), the exemptions described in sections 44 to 47 [with the exception of subsection 45(7)], 74, 75, 98 and 99 of the Act do not apply to McKenzie;
3.2 pursuant to section 161(1)(d) of the Act, McKenzie is prohibited from engaging in investor relations; and
3.3 pursuant to section 161(1)(d) of the Act, McKenzie is prohibited from becoming or acting as a director or officer of any issuer until the outcome of the Criminal Proceedings.
“Arlene Kaljee”
_____________________________ )
Witness Signature )
) “Robert McKenzie”
Arlene Kaljee )
Witness Name (please print) ) ROBERT JOHN MCKENZIE
_____________________________ )
45 – 1947 Pender Street )
Address )
Secretary______________________ )
Occupation
DATED at Vancouver, British Columbia, on September 2, 1999.
- Steve Wilson
Executive Director