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![Hide details for [<span class="body">Decisions & Orders</span>]](/icons/collapse.gif) | Decisions & Orders |
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 ![Show details for [<span class="body">]Cease Trade Orders (Failure To File)[</span>]](/icons/expand.gif) | Cease Trade Orders (Failure To File) |
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 ![Show details for [<span class="body">]Exemption Orders (Discretionary)[<b>    </b><a href="javascript:SeeAlso('](/icons/expand.gif) | Exemption Orders (Discretionary)    (Includes...) |
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 ![Hide details for [<span class="body">]Settlements (Without a Hearing)[</span>]](/icons/collapse.gif) | Settlements (Without a Hearing) |
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| | D&O 2013/05/02 | Daljinder Nagra [Order and Settlement Agreement] |  |
| | D&O 2013/05/02 | Daljinder Nagra - [Notice of Discontinuance] |  |
| | D&O 2013/04/25 | Scotia Capital Inc. [Order and Settlement Agreement] |  |
| | D&O 2013/04/18 | Quantum Financial Services (Canada) Ltd. [Settlement Agreement] |  |
| | D&O 2013/02/19 | Symmetry 2 Mortgage Investment Corporation [Settlement Agreement] |  |
| | D&O 2012/12/13 | Aaron Ross [Order and Settlement Agreement] |  |
| | D&O 2012/12/03 | Zulak Financial Group Ltd., Melvin Zulak and Karla Ann Davis [Settlement Agreement] |  |
| | D&O 2012/11/13 | Berkeley Coffee & Tea, Inc. and Sean Tan [Order and Settlement Agreement] |  |
| | D&O 2012/07/18 | Kilburn Ogilvie Waymann Investment Management Ltd. and Trevor G. Kilburn [Order and Settlement Agreement] |  |
| | D&O 2012/06/06 | Farshad Shirvani [Notice of Discontinuance] |  |
| | D&O 2012/06/06 | Farshad Shirvani [Order and Settlement Agreement] |  |
| | D&O 2012/05/24 | Malkeet Singh Bains [Notice of Discontinuance] |  |
| | D&O 2012/05/23 | Malkeet Singh Bains [Order and Settlement Agreement] |  |
| | D&O 2012/05/18 | Narvinder Singh Patric Virk [Notice of Discontinuance] |  |
| | D&O 2012/05/18 | Narvinder Singh Patric Virk [Order and Settlement Agreement] |  |
| | D&O 2012/05/02 | Genus Capital Management Inc. [Order and Settlement Agreement] |  |
| | D&O 2012/04/03 | Arvindbhai Bakorbhai Patel (aka Arvin Patel) [Order and Settlement Agreement] |  |
| | D&O 2012/03/26 | Questrade Inc. [Order and Settlement Agreement] |  |
| | D&O 2011/12/13 | Parvin Kaur Dhudwal, Amrik Singh Bahd, Kulbir Singh Uppal
also known as Kelly Uppal, Gurpreet Kaur Jhutty, and Paul Uppal [Variation Order] |  |
| | D&O 2011/12/08 | Jerome John Rak [Settlement Agreement] |  |
| | D&O 2011/12/08 | Jerome John Rak [Order] |  |
| | D&O 2011/10/12 | John B. Good [Order and Settlement Agreement] |  |
| | D&O 2011/08/30 | Don Maxwell [Order and Settlement Agreement] |  |
| | D&O 2011/05/27 | TD Waterhouse Canada Inc. [Settlement Agreement] |  |
| | D&O 2011/05/26 | Karnjit Singh Bahd [Order and Settlement Agreement] |  |
| | D&O 2011/05/26 | SFCS Capital (Canada) Corp. and Robert John Alexander Stitt [Order and Settlement Agreement] |  |
| | D&O 2011/05/06 | Theodore Nitta and Venturex Global Investment Corporation [Order and Settlement Agreement] |  |
| | D&O 2011/03/25 | Frederick Johnathon Nielsen [Order and Settlement Agreement] |  |
| | D&O 2011/03/18 | First Canada Capital Partners Inc. and Douglas Francis Corrigan [Order and Settlement Agreement] |  |
| | D&O 2011/02/17 | Microline Veneer & Forest Products Corp. and Peter William Arthur Wise [Order and Settlement Agreement] |  |
| | D&O 2011/02/07 | Gregory Clark Carrington [Order and Settlement Agreement] |  |
| | D&O 2010/11/30 | Steven Brian Friedland, Western Liquid Funding and Western Liquid Funding Inc. [Order and Settlement Agreement] |  |
| | D&O 2010/11/22 | Mackie Research Capital Corporation [Settlement Agreement] |  |
| | D&O 2010/11/11 | Parvin Kaur Dhudwal, Amrik Singh Bahd, Kulbir Singh Uppal, also known as Kelly Uppal, Gurpreet Kaur Jhutty, and Paul Uppal [Order and Settlement Agreement] |  |
| | D&O 2010/10/29 | Nola Wanda Beecroft [Order and Settlement Agreement] |  |
| | D&O 2010/06/02 | Basil Roy Botha [Order and Settlement Agreement] |  |
| | D&O 2010/05/19 | Northern Securities [Order and Settlement Agreement] |  |
| | D&O 2010/05/14 | Heritage Education Funds Inc. [Order and Settlement Agreement] |  |
| | D&O 2010/04/15 | Portfolio Strategies Corporation [Order and Settlement Agreement] |  |
| | D&O 2010/04/07 | Fine Water Inc. and Alan Geoffrey With [Order and Settlement Agreement] |  |
| | D&O 2010/02/11 | Glen Matthew [Order and Settlement Agreement] |  |
| | D&O 2010/02/08 | David Malcolm Ruthven [Order and Settlement Agreement] |  |
| | D&O 2010/01/21 | Konstandino Michopoulos [Order and Settlement Agreement] |  |
| | D&O 2010/01/20 | Cheryl Anne Kyllo [Order and Settlement Agreements] |  |
| | D&O 2009/12/22 | RAB Energy Corp. (I) Limited, Johnathan Lam Wai Tsang and Selena Ching Wan Tsang [Variation Order] |  |
| | D&O 2009/12/14 | Cem Ali [Order and Settlement Agreement] |  |
| | D&O 2009/12/07 | Richard Robert Good and DRG Investments Inc. [Variation Order] |  |
| | D&O 2009/11/25 | Dalton Bruce Dupasquier [Variation Order] |  |
| | D&O 2009/11/06 | Gaele McErvel [Order and Settlement Agreement] |  |
| | D&O 2009/10/30 | Morgan Stanley & Co. Incorporated [Order and Settlement Agreement] |  |
| | D&O 2009/10/07 | Ryan Anthony Gibson [Order and Settlement Agreement] |  |
| | D&O 2009/09/11 | Dalton Bruce Dupasquier [Order and Settlement Agreement] |  |
| | D&O 2009/09/09 | Investors Group Financial Services Inc. [Settlement Agreement] |  |
| | D&O 2009/09/09 | Investors Group Financial Services Inc. [Order] |  |
| | D&O 2009/09/09 | Kerry John O’Neill [Order and Settlement Agreement] |  |
| | D&O 2009/08/20 | Michael Lee Seifert [Variation Order] |  |
| | D&O 2009/08/18 | Renee Marie Helmig aka Nisha Helmig [Order & Settlement Agreeement] |  |
| | D&O 2009/08/10 | BMO Nesbitt Burns Inc. and Jaime Alejandro Torres [Order and Settlement Agreement] |  |
| | D&O 2009/06/24 | John Gregory Paterson [Order & Settlement Agreement] |  |
| | D&O 2009/03/23 | USC Education Savings Plans Inc. [Order & Settlement Agreement] |  |
| | D&O 2009/03/10 | 661946 B.C. Ltd, et al. [Order & Settlement Agreement] |  |
| | D&O 2009/01/29 | Canadian Rockport Homes Int’l, Inc., et al. [Order & Settlement Agreement] |  |
| | D&O 2009/01/14 | CastleMoore Inc. [Order & Settlement Agreement] |  |
| | D&O 2008/12/18 | Cluster Asset Management Inc., et al. [Order & Settlement Agreement] |  |
| | D&O 2008/12/13 | E*TRADE Canada Securities Corporation [Order & Settlement Agreement] |  |
| | D&O 2008/11/28 | Jones, Gable & Company Limited [Order & Settlement Agreement] |  |
| | D&O 2008/10/24 | Alvin Lee Johnson [Order & Settlement Agreement] |  |
| | D&O 2008/10/24 | Victor Schwab [Order & Settlement Agreement] |  |
| | D&O 2008/10/24 | Heng Goh [Order & Settlement Agreement] |  |
| | D&O 2008/10/15 | Michael Lee Seifert [Variation Order] |  |
| | D&O 2008/09/30 | Lester Asset Management Inc. [Order & Settlement Agreement] |  |
| | D&O 2008/08/13 | Doherty & Associates Ltd. [Order & Settlement Agreement] |  |
| | D&O 2008/08/11 | Wirth Associates Inc. [Order & Settlement Agreement] |  |
| | D&O 2008/08/05 | IA Clarington Investments Inc. [Order & Settlement Agreement] |  |
| | D&O 2008/07/11 | Global Securities Corporation, et al. [Order & Settlement Agreement] |  |
| | D&O 2008/05/28 | James Richard Elliott [Order & Settlement Agreement] |  |
| | D&O 2008/05/15 | MDMI Technologies Inc. [Order] |  |
| | D&O 2008/05/14 | MDMI Technologies Inc. [Settlement Agreement] |  |
| | D&O 2008/03/31 | Wallace Gerard Fulkco [Order & Settlement Agreement] |  |
| | D&O 2008/03/31 | David John Fulkco [Order & Settlement Agreement] |  |
| | D&O 2008/03/28 | Kevin Jason Steele [Order & Settlement Agreement] |  |
| | D&O 2008/02/21 | Gregory William Rivers, et al. [Order] |  |
| | D&O 2008/02/21 | MacDougall Investment Counsel Inc. [Order & Settlement Agreement] |  |
| | D&O 2008/02/21 | CWM Investment Counsel Inc. [Order & Settlement Agreement] |  |
| | D&O 2008/02/15 | Gregory William Rivers, et al. [Settlement Agreement] |  |
| | D&O 2007/12/20 | Dorchester Investment Management [Order & Settlement Agreement] |  |
| | D&O 2007/10/09 | StockDepot Information Services Corp. and Albert Stephen Budai [Order and Settlement Agreement] |  |
| | D&O 2007/10/04 | Brent Glen Jardine [Order and Settlement Agreement] |  |
| | D&O 2007/08/21 | Douglas Francis Corrigan [Order] |  |
| | D&O 2007/08/21 | Stephen Brook Toban [Order] |  |
| | D&O 2007/07/31 | Robert Weicker [Settlement Agreement] |  |
| | D&O 2007/07/30 | Gallery Resources Limited, et al. [Order] |  |
| | D&O 2007/07/30 | Helena Wiest [Order] |  |
| | D&O 2007/07/04 | China Dragon Fund Ltd, et al. [Order & Settlement Agreement] |  |
| | D&O 2007/06/29 | Interbank FX, LLC [Order and Settlement Agreement] |  |
| | D&O 2007/06/29 | Enrique Rempel (a.k.a Henry Rempel) [Order and Settlement Agreement] |  |
| | D&O 2007/06/28 | George Stubos [Order and Settlement Agreement] |  |
| | D&O 2007/06/13 | D.W. Good Investment Company Limited [Order and Settlement Agreemen] |  |
| | D&O 2007/06/08 | DRG Investments Inc. and Richard Robert Good [Order and Settlement Agreement] |  |
| | D&O 2007/05/29 | Michael Derek Townsend [Order & Settlement Agreement] |  |
| | D&O 2007/04/26 | Francis (“Frank”) Jason Dean Biller [Order & Settlement Agreement] |  |
| | D&O 2007/04/24 | Robert Leigh Jeffs [Order & Settlement Agreement] |  |
| | D&O 2007/04/24 | Richard Norman Jeffs [Order & Settlement Agreement] |  |
| | D&O 2007/03/09 | Stanley Steven Ross [Order & Settlement Agreement] |  |
| | D&O 2007/02/12 | David Bentley Riemens [Order & Settlement Agreement] |  |
| | D&O 2007/01/29 | John DeVries, et al. [Order & Settlement Agreement] |  |
| | D&O 2007/01/25 | Kevin Wilson [Order & Settlement Agreement] |  |
| | D&O 2007/01/25 | Lionel Mervin Negus, et al. [Order & Settlement Agreement] |  |
| | D&O 2006/12/01 | Wellington Trading Group, S.A. [Order & Settlement Agreement] |  |
| | D&O 2006/12/01 | Exotics.com Inc., et al. [Order & Settlement Agreement] |  |
| | D&O 2006/11/30 | Ultimate Ventures Inc., et al. [Order & Settlement Agreement] |  |
| | D&O 2006/10/26 | Mervin George Fiessel [Order & Settlement Agreement] |  |
| | D&O 2006/10/26 | Robert Michael Doherty [Order & Settlement Agreement] |  |
| | D&O 2006/10/17 | Douglas Arnold Clarke, et al. [Order & Settlement Agreement] |  |
| | D&O 2006/10/17 | Daryl Joseph Klein, et al. [Order & Settlement Agreement] |  |
| | D&O 2006/07/24 | Darryl Wayne Halisky [Order & Settlement Agreement] |  |
| | D&O 2006/07/13 | Quantum Financial Service (Canada) Ltd., et al. [Order & Settlement Agreement] |  |
| | D&O 2006/06/30 | Sagit Investment Management Ltd., et al. [Order & Settlement Agreement] |  |
| | D&O 2006/06/15 | Derrick W. Cleveland [Order & Settlement Agreement] |  |
| | D&O 2006/05/12 | Martin Browne [Order & Settlement Agreement] |  |
| | D&O 2006/04/28 | Dominic Busto [Order & Settlement Agreement] |  |
| | D&O 2006/04/18 | Union Securities Ltd., et al. [Order & Settlement Agreement] |  |
| | D&O 2006/03/21 | Elliot Kagna [Order & Settlement Agreement] |  |
| | D&O 2006/03/06 | Trevor Koenig [Order & Settlement Agreement] |  |
| | D&O 2006/02/21 | Rene Co [Order & Settlement Agreement] |  |
| | D&O 2006/02/13 | Michael Alan Wilson [Order & Settlement Agreement] |  |
| | D&O 2006/01/16 | FX Solutions, LLC, et al. [Order & Settlement Agreement] |  |
| | D&O 2005/12/13 | Paula Marie Poe [Order & Settlement Agreement] |  |
| | D&O 2005/11/25 | Martin Raymond Hall [Order & Settlement Agreement] |  |
| | D&O 2005/11/15 | XRAYMEDIA, Inc., et al. [Order & Settlement Agreement] |  |
| | D&O 2005/11/08 | TD Waterhouse Canada Inc. [Settlement Agreement] |  |
| | D&O 2005/10/31 | Dianne Oslund [Order & Settlement Agreement] |  |
| | D&O 2005/08/23 | J.D. Stanley Futures Inc. et al., [Order & Settlement Agreement] |  |
| | D&O 2005/07/22 | Michael Fenwick French [Order & Settlement Agreement] |  |
| | D&O 2005/07/15 | Nelson Kenfung Siu [Order & Settlement Agreement] |  |
| | D&O 2005/07/12 | Dilbagh Singh Gujral [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2005/07/06 | Martin, Lucas & Seagram Ltd. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2005/06/06 | Mark Stephen Heeres [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2005/06/06 | Brent Edgson [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2005/06/06 | Del Michel Albert Delisle [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2005/06/01 | Trevor William Park [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2005/05/30 | James Nelson McCarney, et al. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2005/05/09 | Timothy Fernback, et al. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2005/05/06 | Michael Ernst Ruge, et al. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2005/04/28 | Peter William Dunfield [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2005/04/25 | David Lynn Hunter [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2005/04/25 | Jesus Ricafort Martinez [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2005/04/05 | James Harvey Cameron, et al. [Settlement Agrmnt] |  |
| | D&O 2005/03/22 | Daniel Brennan Matthews [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2005/03/07 | Mark Edward Valentine [Sec. 161 & Consent] |  |
| | D&O 2005/02/18 | Forex Capital Markets, LLC [Settlement Agrmnt] |  |
| | D&O 2005/02/11 | Donald Nicholson [Settlement Agrmnt] |  |
| | D&O 2005/02/10 | Davis & Davis Personal and Professional Development Seminars Ltd., Lauron Enterprises Inc., et al. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2005/01/13 | Stewart Jackson [Settlement Agrmnt] |  |
| | D&O 2004/12/31 | George Melvin Grafton, et al. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/12/24 | Barry Whelan [Settlement Agreement] |  |
| | D&O 2004/12/16 | Jarislowsky, Fraser Limited [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/11/23 | KCM Wealth Management Inc., et al. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/11/22 | Christopher Fung [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/11/19 | Grant Claude Cramer [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/11/17 | Yvonne Cole [Settlement Agrmnt] |  |
| | D&O 2004/11/17 | William Ronald Moll [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/11/10 | Canadian Metals Exploration Ltd. [Settlement Agrmnt] |  |
| | D&O 2004/11/03 | RAB Energy Corp. (I) Limited, et al. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/10/28 | Donald Wayne Busby [Sec. 171] |  |
| | D&O 2004/10/25 | Partners In Planning Financial Services Ltd. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/10/25 | Hung Chi (Patrick) Woo [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/10/21 | TD Securities Inc. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/08/25 | Douglas Laurence Mason [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/07/28 | Glen Harvey Harper [Settlement Agrmnt] |  |
| | D&O 2004/06/17 | Patrick Thomas Stojak [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/05/18 | DPM Securities Inc./Valeurs Mobilieres DPM Inc., et al. [Settlement Agrmnt] |  |
| | D&O 2004/05/10 | Northern Securities Inc. [Settlement Agrmnt] |  |
| | D&O 2004/04/15 | Kenneth Kim Leiske, et al. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/04/05 | Michael Jerome Knight [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/04/02 | Walter Leo Barnscher [Sec. 161 & Settlement Agrmnt]
|  |
| | D&O 2004/03/29 | Richard Albert James Smith [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/03/19 | Donald Wayne Busby [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/03/11 | Steven Allan Wylie de Jaray [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/03/08 | Neil Russel Swift [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/02/18 | Kenneth William Trociuk [Settlement Agrmnt] |  |
| | D&O 2004/02/17 | Gregory Robert Fedun [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/02/05 | ALTURA Growth Fund (EVCC) Inc., et al. [Settlement Agrmnt] |  |
| | D&O 2004/02/04 | Charles Wiebe [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/02/02 | Quest Capital Enterprises, Ltd., et al. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/02/02 | Financial Trading Group International, et al. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/01/30 | Richard Harris [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/01/23 | Jacob Jackie Alter [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/01/21 | Bradley Nixon Scharfe [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/01/21 | Elizabeth Anne Moxon [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2004/01/07 | Caspar Koch [Sec. 161 & Settlement Agreement] |  |
| | D&O 2003/11/10 | Alhambra Resources Ltd. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2003/10/17 | USC Education Savings Plans Inc. [Sec. 161 & Settlement Agrmnt]
|  |
| | D&O 2003/10/15 | Bhupinder Singh Herar [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2003/10/09 | Donald James MacPhee [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2003/09/09 | James Clark Macdonald [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2003/08/29 | Lloyd C. Brewer [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2003/05/30 | Timothy Britton Brock [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2003/05/23 | Bank of Montreal [Settlement Agrmnt] |  |
| | D&O 2003/05/23 | River Ranch Resort Corp., et. al. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2003/05/14 | James Rodney Fortin [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2003/04/30 | Graham Martin Hope, et. al. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2003/04/23 | Khem Singh Gill [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2003/04/22 | Michael Conn Enns [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2003/04/15 | A.W. Auto Watch Group Inc., et. al. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2003/02/04 | Alain Germain Chevalier [Sec. 161 & Settlment Agrmnt] |  |
| | D&O 2003/01/17 | David Howard Stone [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2002/12/20 | Alwyn Christopher Dales Wright & Catharine Bruce Wright [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2002/12/16 | Prism Online Corporation, et. al. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2002/12/03 | National Credit Counsellors of Canada Inc., et. al. [Sec. 161 & Settlement Agmnt] |  |
| | D&O 2002/10/22 | Gordon Tremain [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2002/09/11 | Brian Paul Kuhn [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2002/09/11 | Investax Management Inc., et. al. [Settlement Agrmnt] |  |
| | D&O 2002/09/06 | Germain Carrière [Settlement Agrmnt] |  |
| | D&O 2002/07/25 | Barry Crocker [Amended Settlment Agrmnt] |  |
| | D&O 2002/06/20 | George Gow [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2002/06/20 | Jose Alberto Monterossa [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2002/06/14 | Peter Hoogewerf [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2002/06/13 | Ascot Financial Services Limited, et. al.[Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2002/06/10 | Summit Aurum Financial Group Inc. [Settlement Agrmnt] |  |
| | D&O 2002/05/21 | Peter Hans Simon, et. al. [Sec. 161 & Settlement] |  |
| | D&O 2002/05/13 | Mark Webster Vaughan Foster, et. al. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2002/05/10 | Robert Murray [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2002/05/10 | George Gow [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2002/05/10 | Wayne A. Hansen [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2002/05/08 | Peter Hoogewerf [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2002/05/06 | Holisticom.com Inc. and Michael John Dowling [Sec. 161 & Settlement Agrmnt.] |  |
| | D&O 2002/05/01 | Narvin Wray Edwardson [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2002/04/22 | Barry Crocker [Settlement Agrmnt] |  |
| | D&O 2002/04/09 | Haywood Securities Inc. [Sec. 161] |  |
| | D&O 2002/01/31 | GLOBAL SECURITIES INC., et. al. [Settlement Agrmnt] |  |
| | D&O 2002/01/29 | Kenneth Murray Keating [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2001/12/04 | BMO INVESTORLINE INC., et. al. [Settlement Agrmnt] |  |
| | D&O 2001/12/02 | AMRR.COM, INC. [Settlement Agrmnt] |  |
| | D&O 2001/11/19 | CARL L. LAZZELL [Sec. 161 & Settlement Agrmnt.] |  |
| | D&O 2001/11/14 | IRENE ROSE FRIESEN [Sec. 161 & Settlement Agrmnt.] |  |
| | D&O 2001/11/14 | JACOB NORMAN FRIESEN [Sec. 161 & Settlement Agrmnt.] |  |
| | D&O 2001/11/06 | KEVIN SEAN KILLOUGH [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2001/10/25 | MANHATTAN MINERALS CORP. [Settlement Agrmnt] |  |
| | D&O 2001/10/10 | TERESA INEZ MARIE MITROU [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2001/10/02 | BRIAN JONATHAN ELLIS [Sec. 161 & Settlement Agrmnt.] |  |
| | D&O 2001/08/31 | MURRAY TILDESLEY [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2001/08/21 | ROGER OLLENBERGER, et. al. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2001/07/17 | DEL MICHEL ALBERT DELISLE [Sec. 161 & Settlement Agrmt] |  |
| | D&O 2001/07/12 | ABIODUN SOFOLUWE SOWEMIMO [Sec. 161 & Settlement Agrmnt.] |  |
| | D&O 2001/07/05 | LARRY DUANE BATEMAN [Sec. 161 & Settlement Agrmnt.] |  |
| | D&O 2001/06/18 | TD WATERHOUSE INVESTOR SERVICES, INC. [Settlement Agrmnt] |  |
| | D&O 2001/06/18 | AMERITRADE, INC. [Settlement Agrmnt & Sec. 161] |  |
| | D&O 2001/06/18 | DATEK ONLINE BROKERAGE SERVICES LLC. [Settlement Agrmnt & Sec. 161] |  |
| | D&O 2001/05/14 | LAURIE ANN ONISHENKO [Sec. 161 & Settlement Agrmnt.] |  |
| | D&O 2001/05/14 | PERCY ELLISON SEKORA [Sec. 161 & Settlement Agrmnt.] |  |
| | D&O 2001/05/08 | DAVID REG LEWIS, et. al. [Settlement Agrmt.] |  |
| | D&O 2001/05/08 | ROBERT JOHN MCKENZIE [Sec. 161 & Settlement Agrmnt.] |  |
| | D&O 2001/03/22 | A2Z USA, INC., et. al. [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2001/03/22 | THOMAS LANDON CROFT [Sec. 161 & Agreed Stmnt] |  |
| | D&O 2001/03/20 | BRADLEY D. SMITHSON [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2001/03/20 | W.H. STUART MUTUALS LTD. [Sec. 161 & Settlement Agrmnt.] |  |
| | D&O 2001/03/16 | RODERICK A. McLEAN [Sec. 161 & Settlement Agrmnt.] |  |
| | D&O 2001/02/28 | GRANDBY DEVELOPMENT CORPORATION, et. al. [Sec. 161 & Settlement Agrmt.] |  |
| | D&O 2001/02/22 | CAPRICORN COMMUNICATIONS CORP., et. al. [Sec. 161 & Settlement Agrmt.] |  |
| | D&O 2001/02/16 | BARKER MINERALS LTD. [Settlement Agrmnt.] |  |
| | D&O 2001/02/15 | EDWARD GUNNAR KENNEDY [Sec. 161 & Settlement Agrmt.] |  |
| | D&O 2001/02/12 | RANBIR SINGH DHALIWAL [Sec. 161 & Settlement Agrmnt] |  |
| | D&O 2001/01/21 | Konstandino Michopoulos [Order and Settlement Agreement] |  |
| | D&O 2001/01/09 | DOUGLAS MICHAEL EDGAR [Sec. 161 & Settlement Agrmt.] |  |
| | D&O 2000/12/28 | DAVID WALFORD THOMAS [Sec. 161 & Settlement Agrmt.] |  |
| | D&O 2000/12/19 | CANADIAN AMERICAN FINANCIAL CORPORATION (CANADA) LIMITED [Settlement Agrmt.] |  |
| | D&O 2000/12/08 | FUNDEX INVESTMENTS INC. [Sec. 48 & Settlement Agrmt.] |  |
| | D&O 2000/11/28 | GLEN ELMO WHITE [Sec. 161 & Settlement Agrmt.] |  |
| | D&O 2000/11/24 | JOHN W. PFEFFER [Settlement Agrmt.] |  |
| | D&O 2000/10/19 | JIMMY JOHN [Sec. 161 & Settlement Agrmt] |  |
| | D&O 2000/10/13 | DAVID MICHAEL PATTERSON [Sec. 161 & Settlement Agrmt.] |  |
| | D&O 2000/09/05 | DOUGLAS ROBERT EUGENE WILSON [Sec. 161 & Settlement Agrmt.] |  |
| | D&O 2000/07/18 | JOHN BRIAN JOHNSTON [Settlement Agrmt.] |  |
| | D&O 2000/06/28 | CANACCORD CAPITAL CORPORATION et. al. [Settlement Agrmt.] |  |
| | D&O 2000/06/28 | BO GAS LIMITED, et. al. [Sec. 161 & Settlement Agrmt.] |  |
| | D&O 2000/06/27 | KATHRYN B. GANNON [Sec. 161 & Settlement Agrmt.] |  |
| | D&O 2000/06/27 | RICHARD CHARLES HARRIS, III et. al. [Sec. 161 & Settlement Agrmt.] |  |
| | D&O 2000/06/15 | ALLISTER K. TEO, et. al. [Settlement Agrmt.] |  |
| | D&O 2000/05/10 | FORESIGHT CAPITAL CORPORATION [Agreed Stmt.] |  |
| | D&O 2000/04/28 | BLUE ENERGY CANADA INC. [Agreed Stmt.] |  |
| | D&O 2000/03/31 | JAMES J. DIBENEDETTO et. al. [Agreed Stmt.] |  |
| | D&O 2000/03/31 | CLAUDIO PERSIANI [Sec. 161 & Agreed Stmt.] |  |
| | D&O 2000/03/16 | BRIAN MCCLAY [Sec. 161 & Agreed Stmt.] |  |
| | D&O 2000/03/16 | GLENN OWEN MOLSON [Sec. 161 & Agreed Stmt.] |  |
| | D&O 2000/03/15 | JOSEPH CLAUDE MICHEL LABADIE [Agreed Stmt.] |  |
| | D&O 2000/03/06 | DONALD JOHN SUTCLIFFE [Sec. 161 & Agreed Stmt.] |  |
| | D&O 2000/02/28 | STARTECK INDUSTRIES LTD., et. al. [Sec. 161 & Agreed Stmnt.] |  |
| | D&O 2000/02/25 | GUNTER STEFFENSEN [Sec. 161 & Agreed Stmnt.] |  |
| | D&O 2000/02/14 | GLENN ALBERT LITTLE [Agreed Stmnt.] |  |
| | D&O 2000/02/14 | IWONA KOZAK [Agreed Stmnt.] |  |
| | D&O 2000/02/14 | STANISLAW LEON LIS [Agreed Stmnt.] |  |
| | D&O 2000/02/07 | RICHARD PATRICK JOSEPH MAHONEY [Agreed Stmt.] |  |
| | D&O 2000/01/25 | DOUGLAS W. ROBINSON, et. al. [Sec. 161 & Agreed Stmt.] |  |
| | D&O 2000/01/25 | RALPH A. SIVERTSON, et. al. [Sec. 161 & Agreed Stmt.] |  |
| | D&O 2000/01/19 | DENNIS BERYL BRISTOW [Sec. 161 & Agreed Stmt.] |  |
| | D&O 2000/01/18 | FORTUNE FINANCIAL CORPORATION, et. al. [Agreed Stmnt.] |  |
| | D&O 2000/01/17 | INVESTORS INCOME PORTFOLIO, et. al. [Agreed Stmnt.] |  |
| | D&O 2000/01/07 | DOUGLAS JAMES GARTLAND [Agreed Stmt.] |  |
| | D&O 2000/01/05 | DONALD WILLIAM ARCHIBALD [Agreed Stmt.] |  |
| | D&O 1999/12/22 | PREM CHAND BHALLA [Agreed Stmnt.] |  |
| | D&O 1999/12/22 | ANDREW SIM KATZ [Sec. 161 & Agreed Stmnt.] |  |
| | D&O 1999/12/09 | MICHAEL LEE SEIFERT [Sec. 161 & Agreed Stmnt.] |  |
| | D&O 1999/12/07 | DWIGHT ALLEN STIRRETT [Agreed Stmnt.] |  |
| | D&O 1999/12/01 | INSTANT VISION, INC. [Agreed Stmt.] |  |
| | D&O 1999/11/24 | JAMES RONALD OMELUS [Sec. 161 & Agreed Stmt.] |  |
| | D&O 1999/11/22 | MICHAEL PAUL OLSEN, et. al. [Sec. 161 & Agreed Stmnt.] |  |
| | D&O 1999/10/26 | CHRISTOPHER MICHAEL STUART [Agreed Stmnt.] |  |
| | D&O 1999/09/28 | PRO-FUND DISTRIBUTORS LTD. [Agreed Stmnt.] |  |
| | D&O 1999/09/22 | BHARPUR SINGH GILL [Agreed Stmnt.] |  |
| | D&O 1999/09/14 | JAMES WALTER GLOVER [Agreed Stmnt.] |  |
| | D&O 1999/09/07 | MICHAEL NORMAN KOPEC [Sec. 161 & Agreed Stmnt.] |  |
| | D&O 1999/09/02 | ROBERT JOHN MCKENZIE [Sec. 161 & Agreed Stmnt.] |  |
| | D&O 1999/08/12 | MICHAEL LEVINSON [Agreed Stmt.] |  |
| | D&O 1999/08/12 | AKIKO LEVINSON [Agreed Stmt.] |  |
| | D&O 1999/07/26 | BLACKLINE OIL CORPORATION [Agreed Stmt.] |  |
| | D&O 1999/07/19 | STANLEY STEVEN ROSS [Sec. 161] |  |
| | D&O 1999/07/14 | WILLIAM DAVID FRIESEN [Agreed Stmt.] |  |
| | D&O 1999/07/09 | NEW SEAFARM SYSTEMS LTD. [Agreed Stmt.] |  |
| | D&O 1999/06/24 | ADRIAN F.C. HOBKIRK [Sec. 161 & Agreed Stmt] |  |
| | D&O 1999/06/18 | TWC FINANCIAL CORP. [Agreed Stmt] |  |
| | D&O 1999/06/02 | ROSS KAIN [Sec. 161 & Agreed Stmt] |  |
| | D&O 1999/05/30 | MICHAEL BONI [Agreed Stmt] |  |
| | D&O 1999/05/25 | KENNETH MUIR [Sec. 161 & Agreed Stmt] |  |
| | D&O 1999/05/13 | ERSS EQUITY RETIREMENT SAVINGS SYSTEM CORP. [Agreed Stmt] |  |
| | D&O 1999/05/11 | QUATTRO RESOURCES LTD. [Agreed Stmt] |  |
| | D&O 1999/05/10 | ARAGON (PONY TRAIL) DEVELOPMENT [Agreed Stmt] |  |
| | D&O 1999/05/06 | CHRISTOPHER MICHAEL STUART [Agreed Stmt] |  |
| | D&O 1999/04/13 | BRADSTONE EQUITY PARTNERS INC. [Agreed Stmt] |  |
| | D&O 1999/04/09 | ERIC SAVICS [Agreed Stmt] |  |
| | D&O 1999/04/06 | DAVID LYALL [Agreed Stmt] |  |
| | D&O 1999/03/19 | EAGLE COURT PINNACLE LODGES LTD., et. al. [Agreed Stmt] |  |
| | D&O 1999/02/25 | DALE HOFFMAN [Agreed Stmt] |  |
| | D&O 1999/02/25 | OASIS PUBLISHING OF CANADA CORPORATION [Agreed Stmnt] |  |
| | D&O 1999/02/25 | FRANK ALBERT JOHNSON [Sec. 161 & Agreed Stmnt] |  |
| | D&O 1999/02/25 | JAMES R. K. COLLEDGE, et. al. [Sec. 161 & Agreed Stmnt.] |  |
| | D&O 1999/02/23 | JAMES TERRENCE ALEXANDER [Sec. 161 & Agreed Stmt] |  |
| | D&O 1999/02/19 | TAC INTERNATIONAL LIMITED [Sec. 161 & Agreed Stmt] |  |
| | D&O 1999/02/16 | THOMAS LOEWEN [Sec. 161 & Agreed Stmt] |  |
| | D&O 1999/02/16 | STEPHEN PETER HUGHES [Sec. 161 & Agreed Stmt] |  |
| | D&O 1999/02/16 | DAVID VAUGHAN [Sec. 161 & Agreed Stmt] |  |
| | D&O 1999/02/16 | ROBERTA JANE KRIESE [Sec. 161 & Agreed Stmt] |  |
| | D&O 1999/02/16 | FREDERICK MAURICE NESBITT [Sec. 161 & Agreed Stmt] |  |
| | D&O 1999/02/16 | TIMOTHY JAMES BARRY [Sec. 161 & Agreed Stmt] |  |
| | D&O 1999/02/16 | MICHAEL JAMES SHAW [Sec. 161 & Agreed Stmt] |  |
| | D&O 1999/01/29 | FIRST MARATHON SECURITIES LIMITED [Agreed Stmt] |  |
| | D&O 1999/01/29 | PAUL DOUGLAS BAJUS. [Agreed Stmt] |  |
| | D&O 1999/01/29 | ROBERT DISBROW [Agreed Stmt] |  |
| | D&O 1999/01/26 | ULTRA PETROLEUM CORP. [Agreed Stmt] |  |
| | D&O 1998/12/30 | GERALD EDWARD GRAY [Sec. 161 & Agreed Stmt] |  |
| | D&O 1998/12/07 | BRUCE P. DUNN [Sec. 161 & Agreed Stmt] |  |
| | D&O 1998/12/07 | JEROME L. WRIGHT [Sec. 161 & Agreed Stmt] |  |
| | D&O 1998/12/04 | PATRICK JOSEPH GLEESON [Sec. 161 & Agreed Stmt] |  |
| | D&O 1998/11/26 | PAUL DANIEL JOHNSON [Sec. 161 & Agreed Stmt] |  |
| | D&O 1998/11/26 | PERMION TECHNOLOGIES INC. [Agreed Stmt] |  |
| | D&O 1998/11/12 | LIQUID GOLD RESOURCES INC. [Agreed Stmt] |  |
| | D&O 1998/11/12 | PETER C. TATHAM [Sec. 161 & Agreed Stmt] |  |
| | D&O 1998/11/10 | MAUREEN LOUISE KELLY [Sec. 161 & Agreed Stmt] |  |
| | D&O 1998/11/10 | WILLIAM THOMAS EDWARD KELLY [Sec. 161 & Agreed Stmt] |  |
| | D&O 1998/11/03 | RICHARD DOUGLAS HUSOLO [Agreed Stmt] |  |
| | D&O 1998/11/03 | JOHN LAWRENCE LEWIS [Agreed Stmt] |  |
| | D&O 1998/11/03 | Flexx Realm [Agreed Stmt] |  |
| | D&O 1998/10/27 | PETER C. TATHAM [Agreed Stmt] |  |
| | D&O 1998/09/28 | STELLAR METALS INC. [Agreed Stmt] |  |
| | D&O 1998/09/10 | LEON F. ANDERSON AND BING JUNG [Agreed Stmt] |  |
| | D&O 1998/08/12 | ARLITT FINANCIAL CORPORATION, et. al. [Agreed Stmt] |  |
| | D&O 1998/08/05 | JAMES SINCLAIR [Agreed Stmt] |  |
| | D&O 1998/07/27 | BARTIZAN CAPITAL CORPORATION [Agreed Stmt] |  |
| | D&O 1998/07/03 | FIRST GINSENG CAPITAL CORP. [Agreed Stmt] |  |
| | D&O 1998/05/26 | LARRY A. BALISKY [Agreed Stmt] |  |
| | D&O 1998/05/26 | Larry A. Balisky [Agreed Statement] |  |
| | D&O 1998/05/11 | ARAKIS ENERGY CORPORATION [Agreed Stmt] |  |
| | D&O 1998/04/24 | JAMES ALBERT WIED [Agreed Stmt] |  |
| | D&O 1998/04/24 | DOUGLAS RUSSELL STICKLEY [Agreed Stmt] |  |
| | D&O 1998/04/21 | KERRY WAYNE GIBBONS [Agreed Stmt] |  |
| | D&O 1998/04/14 | WALL FINANCIAL CORPORATION, et. al. [Agreed Stmt] |  |
| | D&O 1998/04/14 | WALL FINANCIAL CORPORATION, et. al. [Agreed Stmt] |  |
| | D&O 1998/04/14 | WALL FINANCIAL CORPORATION, et. al. [Agreed Stmt] |  |
| | D&O 1998/04/14 | WALL FINANCIAL CORPORATION, et. al. [Agreed Stmt] |  |
| | D&O 1998/03/26 | PALMER COURT LIMITED PARTNERSHIP, et. al. [Agreed Stmt] |  |
| | D&O 1998/03/19 | ERNEST JOHN V. MCLEAN, et. al. [Agreed Stmt] |  |
| | D&O 1998/01/26 | EDWARD JOHN PLUMACHER [Sec. 161 & Agreed Stmt] |  |
| | D&O 1997/12/11 | PLENTECH ELECTRONICS, INC. [Agreed Stmt] |  |
| | D&O 1997/12/05 | ANDREW FREDERIC DE PAULA MALIM [Agreed Stmt] |  |
| | D&O 1997/12/05 | CONLON COPPER CORPORATION [Agreed Stmt] |  |
| | D&O 1997/12/04 | MARC PAUL CRIMENI [Sec. 161 & Agreed Stmt] |  |
| | D&O 1997/11/21 | ALASDAIR WILLIAM ACHILLES [Sec. 161] |  |
| | D&O 1997/11/18 | RICHARD FURRER, et. al. [Sec. 161] |  |
| | D&O 1997/11/07 | DESJARDINS-LAURENTIAN LIFE GROUP INC., et. al. [Agreed Stmt] |  |
| | D&O 1997/11/07 | CANADIAN GLOBAL INVESTMENT CORPORATION, et. al. [Agreed Stmt] |  |
| | D&O 1997/11/07 | Canadian Global Investment Corp., et al. [Agreed Statement] |  |
| | D&O 1997/11/04 | VERONIKA HIRSCH, et. al. [Agreed Stmt.] |  |
| | D&O 1997/10/22 | RONALD OSCAR KLASSEN [Agreed Stmt] |  |
| | D&O 1997/10/16 | JON BRIAN PERRETT [Sec. 161 & Agreed Stmt] |  |
| | D&O 1997/10/16 | BARRY GREGORY WILSON [Sec. 161 & Agreed Stmt] |  |
| | D&O 1997/10/16 | JOHN CERKA [Sec. 161 & Agreed Stmt] |  |
| | D&O 1997/10/16 | Jon Brian Perrett [Sec. 161 & Agreed Stmt] |  |
| | D&O 1997/09/19 | Mijodrag Gordic [Sec. 161] |  |
| | D&O 1997/09/17 | MIJODRAG GORDIC [Sec. 161 & Agreed Stmt] |  |
| | D&O 1997/09/17 | THEODORUS GERARDUS VAN SAMANG [Sec. 161 & Agreed Stmt] |  |
| | D&O 1997/09/15 | Canadian Superior Oil Inc., et al. [Sec. 161 & Agreed Stmt] |  |
| | D&O 1997/09/11 | Malcolm Hopkins [Sec. 171 & Agreed Statement] |  |
| | D&O 1997/09/05 | VICTORIA ASSET MANAGEMENT GROUP INC., et. al. [Sec. 161 & Agreed Stmt] |  |
| | D&O 1997/09/05 | Victoria Asset Management Group Inc., et al. [Sec. 161] |  |
| | D&O 1997/09/03 | WILLEM KERKHOFF [Sec. 161 & Agreed Stmt] |  |
| | D&O 1997/09/03 | PETER KERKHOFF [Sec. 161 & Agreed Stmt] |  |
| | D&O 1997/09/03 | PACIFIC INTERNATIONAL SECURITIES LTD. [Agreed Stmt] |  |
| | D&O 1997/09/03 | MALCOLM HOPKINS [Sec. 171 & Agreed Stmt] |  |
| | D&O 1997/08/29 | BREN-MAR RESOURCES LTD. [Agreed Stmt] |  |
| | D&O 1997/08/15 | CANADIAN SUPERIOR OIL INC, et. al. [Sec. 161 & Agreed Stmt] |  |
| | D&O 1997/08/15 | CANADIAN SUPERIOR OIL INC., et al. [Sec. 161 & Agreed Stmt] |  |
| | D&O 1997/08/07 | HUGH ALEXANDER MCMILLAN , et. al. [Agreed Stmt] |  |
| | D&O 1997/07/31 | RICHMOND SAVINGS INVESTMENTS [Agreed Stmt] |  |
| | D&O 1997/07/28 | BONAVISTA ASSET MANAGEMENT LTD. [Agreed Stmt] |  |
| | D&O 1997/07/28 | Bonavista Asset Management Ltd., et al. [Agreed Statement] |  |
| | D&O 1997/06/10 | MICHAEL JOHN CRAMER [Agreed Stmt] |  |
| | D&O 1997/06/03 | GERALD HENRY TURCOTTE [Sec. 161 & Agreed Stmt] |  |
| | D&O 1997/05/27 | VIRGIN GOLD INC. , et. al. [Agreed Stmt] |  |
| | D&O 1997/05/05 | BRUCE JAMES WINCH [Sec. 161 & Agreed Stmt] |  |
| | D&O 1997/04/28 | REGAL CAPITAL PLANNERS LTD. [Agreed Stmt] |  |
| | D&O 1997/04/15 | ROB SINCLAIRE [Agreed Stmt] |  |
| | D&O 1997/04/14 | GREAT CANADIAN CAPITAL CORPORATION, et. al. [Agreed Stmt] |  |
| | D&O 1997/04/03 | LIONHEART ENERGY CORP. [Agreed Stmt] |  |
| | D&O 1997/04/01 | GEOFFREY CHRISTOPHER PERRIN [Agreed Stmt] |  |
| | D&O 1997/04/01 | CHAD RAYMOND EKREN [Agreed Stmt] |  |
| | D&O 1997/04/01 | Geoffrey Christopher Perrin [Agreed Stmt] |  |
| | D&O 1997/03/13 | DON GARTH CHOQUER [Sec. 144 & Agreed Stmt] |  |
| | D&O 1997/03/13 | ROBERT EMERSON MOORE [Sec. 144 & Agreed Stmt] |  |
| | D&O 1997/03/13 | Robert Emerson Moore [Sec. 144 & Agreed Stmt]
|  |
| | D&O 1997/03/11 | CANTEC HOMES FINANCIAL CORP. [Agreed Stmt] |  |
| | D&O 1997/03/10 | TANDEM CAPITAL GROUP INC. [Agreed Stmt] |  |
| | D&O 1997/02/18 | DONALD LYNN WHORLEY, et. al. [Sec. 144 & Agreed Stmt] |  |
| | D&O 1997/02/18 | DONALD LYNN WHORLEY, et. al. [Sec. 144 & Agreed Stmt] |  |
| | D&O 1997/02/18 | DONALD LYNN WHORLEY, et. al. [Sec. 144 & Agreed Stmt] |  |
| | D&O 1997/02/14 | WEYMIN MINING CORPORATION [Agreed Stmt] |  |
| | D&O 1997/02/13 | DONALD LYNN WHORLEY, et. al. [Sec. 144 & Agreed Stmt] |  |
| | D&O 1997/01/22 | WAH BO CHEW [Agreed Stmt] |  |
| | D&O 1997/01/20 | YALETOWN BREWING COMPANY & RESTAURANT LIMITED PARTNERSHIP [Agreed Stmt] |  |
| | D&O 1997/01/14 | PETER E. FOX [Sec. 144 & Settlement Agmt] |  |
| | D&O 1997/01/10 | MELVILLE ORCA PARTNERSHIP [Agreed Stmt] |  |
| | D&O 1996/12/06 | STARCOM INTERNATIONAL OPTICS CORPORATION [Agreed Stmt] |  |
| | D&O 1996/12/03 | CANA-TECA PHASE 1 LIMITED PARTNERSHIP (THE "PARTNERSHIP") [Agreed Stmt] |  |
| | D&O 1996/11/04 | MINDORO CORPORATION, et. al. [Sec. 144 & Agreed Stmt] |  |
| | D&O 1996/10/17 | Alexander DiCimbriani, et al. [Sec. 144] |  |
| | D&O 1996/10/03 | Calvin Edward Ayre [Sec. 144] |  |
| | D&O 1996/09/13 | Lawrence Gilbert Ryckman, et al. [Sec. 144] |  |
| | D&O 1996/08/23 | Robert John Hansen [Agreed Statement] |  |
| | D&O 1996/08/21 | Top Rank Investment (International) Ltd., et al. [Sec. 144] |  |
| | D&O 1996/08/21 | Troy Tisserand [Agreed Stmt] |  |
| | D&O 1996/08/21 | Eric Siu Fung Ko [Sec. 144] |  |
| | D&O 1996/08/21 | Simon Gervaise William Postles [Sec. 144 & Agreed Stmt] |  |
| | D&O 1996/08/12 | Leandro Guillermo Rosado-Ferrer [Sec. 144] |  |
| | D&O 1996/06/11 | Leandro Guillermo Rosado-Machain [Sec. 144] |  |
| | D&O 1996/02/26 | Don Maxwell [Sec. 144 & Agreed Stmt] |  |
| | D&O 1996/02/08 | Commodity Contract Act, et al. [Agreed Statement] |  |
| | D&O 1996/02/05 | Wai-Winnie Lai [Agreed Stmt] |  |
| | D&O 1996/01/05 | Robert Stuart Middleton [Sec. 144 & Agreed Stmt] |  |
| | D&O 1995/12/28 | Ronald J. Craig [Sec. 144] |  |
| | D&O 1995/12/28 | Peter A. Junger [Sec. 144] |  |
| | D&O 1995/12/15 | Michael Tamaki [ Sec. 144 & Agreed Stmt] |  |
| | D&O 1995/11/23 | Daiji James Yamada [Agreed Stmt] |  |
| | D&O 1995/11/10 | Sheldon Hoffman [Sec. 144] |  |
| | D&O 1995/11/10 | Alexander Millar [Sec. 144 & Agreed Stmt] |  |
| | D&O 1995/11/10 | Donna Millar [Sec. 144 & Agreed Stmt] |  |
| | D&O 1995/07/07 | Dale William Ciochetti [Sec. 144] |  |
| | D&O 1995/07/06 | Linda Margaret Hazlett [Sec. 144] |  |
| | D&O 1995/06/02 | George Stephen Slightham, et. al. [Sec. 144 & Agreed Stmt.] |  |
| | D&O 1995/04/28 | George McNeilly [Sec. 144 & Agreed Stmt] |  |
| | D&O 1995/04/28 | Simon Fraser Resources Ltd., et al. [Sec. 144] |  |
| | D&O 1995/04/25 | Darren McDougall [Agreed Stmt] |  |
| | D&O 1995/02/06 | Nicholas Michael Ross [Sec. 144] |  |
| | D&O 1994/12/22 | Panorama Ridge Enterprises Limited, et al. [Agreed Stmt] |  |
| | D&O 1994/11/09 | Edward Morgan Clunn [Sec. 144] |  |
| | D&O 1994/08/12 | Glen David Harder [Sec. 144] |  |
| | D&O 1994/06/29 | Jan Frederik Fikkert [Sec. 144] |  |
| | D&O 1994/05/19 | Steven Jeffrey Greenwald, et al. [Sec. 144] |  |
| | D&O 1994/03/24 | James B. Lewis [Sec. 144 & Agreed Stmt] |  |
| | D&O 1994/02/16 | John Murray Stirling, et. al. [Sec. 144 & Agreed Stmt.] |  |
| | D&O 1993/11/30 | Carl Wolfgang Schepannek [Sec. 144] |  |
| | D&O 1993/10/18 | Michael Jolly [Sec. 144] |  |
| | D&O 1993/10/13 | David Victor Ellison [Sec. 144] |  |
| | D&O 1993/09/29 | Ernest Thorkell Bergvinson [Sec. 144] |  |
| | D&O 1993/08/24 | Tatjana Pessl [Sec. 144 & Agreed Stmt] |  |
| | D&O 1993/08/04 | Charles Alexander Main [Agreed Stmt] |  |
| | D&O 1993/07/21 | William Benton Warke [Sec. 141 & Agreed Stmt] |  |
| | D&O 1993/06/17 | Chelan Resources Inc. et al. [Agreed Stmt] |  |
| | D&O 1993/06/08 | Venessa Ellwyn [Sec. 144] |  |
| | D&O 1993/06/08 | Gordon Brent Pierce [Sec. 144 & Agreed Stmt] |  |
| | D&O 1993/05/18 | Chelan Resources Inc., et al. [Sec. 144 ] |  |
| | D&O 1993/05/13 | Canada Orient Resources Inc., et al. [Sec. 144] |  |
| | D&O 1993/05/07 | Michael Hretchka, et al. [Sec. 144] |  |
| | D&O 1993/05/06 | Canada Orient Resources Inc., et al. [Sec. 144] |  |
| | D&O 1993/04/26 | Harwin Exploration and Development Inc., et al. [Agreed Stmt] |  |
| | D&O 1993/02/26 | David K. Edgell [Sec. 144] |  |
| | D&O 1993/02/03 | Renee Elizabeth Gray [Agreed Statement] |  |
| | D&O 1993/02/02 | E.C. Auto Centres Inc., et al. [Sec. 144] |  |
| | D&O 1992/12/30 | Katherine Friesen, et al. [Sec. 144] |  |
| | D&O 1992/11/17 | Weldon McKenzie Pinchin [Agreed Stmt] |  |
| | D&O 1992/10/14 | Karin Arnold, et al. [Sec. 144] |  |
| | D&O 1992/10/14 | Red Fox Minerals Ltd., et al. [Sec. 144] |  |
| | D&O 1992/10/14 | Judy Lilli-Anne Lane [Sec. 144 & Agreed Stmt] |  |
| | D&O 1992/10/14 | Red Fox Minerals Ltd., et al. [Sec. 144] |  |
| | D&O 1992/10/14 | Red Fox Minerals Ltd., et al. [Agreed Stmt] |  |
| | D&O 1992/10/14 | Red Fox Minerals Ltd., et al. [Agreed Stmt] |  |
| | D&O 1992/10/14 | Red Fox Minerals Ltd., et al. [Sec. 144] |  |
| | D&O 1992/10/14 | Red Fox Minerals Ltd., et al. [Sec. 144] |  |
| | D&O 1992/10/14 | Red Fox Minerals Ltd., et al. [Sec. 144] |  |
| | D&O 1992/10/14 | Red Fox Minerals Ltd., et al. [Sec. 144] |  |
| | D&O 1992/10/14 | Red Fox Minerals Ltd., et al. [Sec. 144] |  |
| | D&O 1992/10/14 | Red Fox Minerals Ltd., et. al. [Sec. 144 & Agreed Stmt.] |  |
| | D&O 1992/10/14 | Red Fox Minerals Ltd., et al. [Sec. 144 & Agreed Stmt] |  |
| | D&O 1992/10/01 | Gordon Saul Kotler, et al. [Sec. 144] |  |
| | D&O 1992/10/01 | Gordon Saul Kotler, et al. [Sec. 144] |  |
| | D&O 1992/09/09 | Sherry Lynne Heise-Steele [Agreed Statement] |  |
| | D&O 1992/09/03 | International Shasta Resources Ltd. et al. [Sec. 144] |  |
| | D&O 1992/08/27 | Barry Defehr [Agreed Statement] |  |
| | D&O 1992/07/17 | Metaxa Resources Ltd., et al. [Sec. 144] |  |
| | D&O 1992/07/15 | Metaxa Resources Ltd., et al. [Sec, 144 & Agreed Stmt] |  |
| | D&O 1992/07/07 | Aatra Resources Ltd., et al. [Agreed Statement] |  |
| | D&O 1992/07/07 | Metaxa Resources Ltd., et. al. [Sec. 144 & Agreed Stmt.] |  |
| | D&O 1992/07/03 | Aatra Resources Ltd.et. al. [Agreed Stmt.] |  |
| | D&O 1992/07/03 | Aatra Resources Ltd., et al. [Agreed Stmt] |  |
| | D&O 1992/06/05 | Harlod Richard Lepp [Sec. 144 & Agreed Stmt] |  |
| | D&O 1992/05/14 | Arthur Clemiss [Agreed Statement] |  |
| | D&O 1992/04/08 | International Shasta Resources Ltd., et al. [Agreed Stmt] |  |
| | D&O 1992/04/06 | Rolls Race Games Inc., et al. [Sec. 144] |  |
| | D&O 1992/03/26 | Richard Thomas Speiss [Sec. 144 ] |  |
| | D&O 1992/03/26 | Richard Thomas Speiss [Agreed Stmt.] |  |
| | D&O 1992/03/04 | Kerry John Sawchuk [Sec. 144] |  |
| | D&O 1992/02/18 | Caravan Development Corp., et al. [Sec. 144] |  |
| | D&O 1992/02/17 | Theodore Masumi Ohashi [Agreed Stmt] |  |
| | D&O 1992/02/04 | C. Philip Yeandle [Agreed Stmt] |  |
| | D&O 1992/01/13 | Pacific Northern Ventures Ltd., et al. [Agreed Stmt] |  |
| | D&O 1991/12/10 | Faron Arvid Stopsen [Sec. 144 & Agreed Stmt.] |  |
| | D&O 1991/11/06 | Kancana Ventures Ltd., et al. [Agreed Statement] |  |
| | D&O 1991/09/27 | Public Petroleum Ltd., et al. [Sec. 144] |  |
| | D&O 1991/09/27 | Public Petroleum Ltd., et al. [Agreed Statement] |  |
| | D&O 1991/07/09 | Robert Paul Gordon [Sec. 144] |  |
| | D&O 1991/06/28 | Harold T. Hope Investment Services Ltd., et al. [Agreed Statement] |  |
| | D&O 1991/06/26 | Hans Merkelbag [Agreed Stmt] |  |
| | D&O 1991/06/13 | Abode Home Equity Inc., et al. [Sec. 144 & 153] |  |
| | D&O 1991/06/12 | Abode Home Equity Inc., et al. [Decision] |  |
| | D&O 1991/06/12 | Braemount Resources Ltd., et al. [Agreed Statement] |  |
| | D&O 1991/06/12 | Braemount Resources Ltd., et al. [Agreed Statement] |  |
| | D&O 1991/06/10 | Donald Brian Gordon-Carmichael [Agreed Statement] |  |
| | D&O 1991/04/15 | Gert Christensen [Sec. 144] |  |
| | D&O 1991/04/03 | Wilhelm Herbert Walter, et al. [Agreed Stmt] |  |
| | D&O 1991/04/03 | Braemount Resources Ltd., et al. [Agreed Statement] |  |
| | D&O 1991/02/26 | Frank Herbert Mirgon, et al. [Agreed Stmt] |  |
| | D&O 1991/02/18 | Thomas Bodnarchuk [Sec. 144] |  |
| | D&O 1991/02/18 | Khem Gill [Sec. 144] |  |
| | D&O 1991/02/02 | John Dupuis [Agreed Statement] |  |
| | D&O 1990/11/16 | Lee Andrew Balak [Sec. 144] |  |
| | D&O 1990/06/15 | Crossland Industries Corporation, et al. [Sec. 144 & Agreed Stmt]] |  |
| | D&O 1990/06/15 | Crossland Industries Corporation, et al. [Sec. 144 & Agreed Stmt] |  |
| | D&O 1990/06/15 | Crossland Industries Corporation, et al. [Sec. 144 & Agreed Stmt] |  |
| | D&O 1990/04/17 | Golden Tech Systems Inc., et al. [Sec, 144(1)(c) & 144(1)(d) & Agreed Stmt] |  |
| | D&O 1990/03/30 | Ronald Bruce Bieber [Order] |  |
| | D&O 1990/03/30 | Trans Rampart Industries Ltd.. et al. [Agreed Stmt] |  |
| | D&O 1990/03/30 | Trans Rampart Industries Ltd., et al. [Agreed St,mt] |  |
| | D&O 1990/03/30 | Trans Rampart Industries Ltd., et al. [Agreed Stmt] |  |
| | D&O 1990/02/02 | Golden Tech Systems Inc., et al. [Sec. 144] |  |
| | D&O 1990/01/31 | Donald J. Morrison [Sec. 144 & Agreed Stmt] |  |
| | D&O 1990/01/12 | Amanda Resources Ltd., et al. [Sec. 144 & 154.2] |  |
| | D&O 1990/01/12 | Bateaux Resources Inc., et al. [Sec. 144 & 154.2] |  |
| | D&O 1989/12/27 | Vagn T.M. Andersen [Sec. 144] |  |
| | D&O 1989/12/05 | Stephen Ross Gooder [Agreed Statement] |  |
| | D&O 1989/11/28 | Benovati Holdings Limited, et al. [Agreed Stmt] |  |
| | D&O 1989/10/12 | Nuspar Resources Ltd., et al. [Sec. 145, 145.1 & Agreed Stmt. ] |  |
| | D&O 1989/10/10 | Hews Development Corporation, et. al. [Sec. 145, 145.1 & Agreed Stmt.] |  |
| | D&O 1989/10/10 | Hews Development Corporation, et. al. [Sec. 145 & 145.1] |  |
| | D&O 1989/09/08 | Devinder Randhawa [Agreed Stmt.] |  |
| | D&O 1989/09/08 | Devinder Randhawa [Agreed Stmt] |  |
| | D&O 1989/08/29 | Phoenix Global Capital Inc., et al. [Agreed Stmt] |  |
| | D&O 1989/08/29 | Phoenix Global Capital Inc., et. al. [Agreed Stmt] |  |
| | D&O 1989/08/29 | Phoenix Global Capital Inc., et. al. [Sec. 145(1) & Agreed Stmt] |  |
| | D&O 1989/08/29 | Phoenix Global Capital Inc., et al. [Agreed Statement] |  |
| | D&O 1989/07/17 | Robert Alfred Watt [Agreed Stmt] |  |
| | D&O 1989/07/13 | Kevin Richard Purdy [Sec. 145, 145.1 & Agreed Stmt] |  |
| | D&O 1989/06/30 | Nuspar Resources Ltd., et al. [Sec. 145.1] |  |
| | D&O 1989/06/28 | Nuspar Resources Ltd. [Sec. 145.1] |  |
| | D&O 1989/06/14 | Hews Development Corporation, et al. [Sec. 145 & 145.1] |  |
| | D&O 1989/06/14 | D. Charles Stuart [Sec. 145, 145.1, 153 & Agreed Stmt. ] |  |
| | D&O 1989/06/14 | Hews Development Corporation, et al. [Sec. 145, 145.1 & Agreed Stmt] |  |
| | D&O 1989/05/25 | Floyd Leeland Ogle [Sec. 145, 145.1 & Agreed Stmt] |  |
| | D&O 1989/05/09 | Nuspar Resources, et al. [Sec. 145.1] |  |
| | D&O 1989/05/08 | Nuspar Resources [Sec. 145.1 & Agreed Stmt] |  |
| | D&O 1989/04/14 | Leslie Philip Price, et al. [Sec. 145, 145.1 & Agreed Stmt] |  |
| | D&O 1989/03/17 | Lone Jack Resources Ltd., et al. [Sec. 145 & 145.1 & Agreed Stmt]] |  |
| | D&O 1989/03/17 | Lone Jack Resources Ltd., et al. [Sec. 145 & 145.1 & Agreed Stmt]] |  |
| | D&O 1989/03/16 | Braman Management Limited, et al. [Agreed Statement] |  |
| | D&O 1988/12/19 | Michael Lee Mitton [Sec. 145 & 145.1 & Agreed Stmt] |  |
| | D&O 1988/12/19 | Janet Mitton [Sec. 145 & 145.1 & Agreed Stmt] |  |
| | D&O 1988/12/05 | Mark Anson LaFleur [Sec. 145(1) & 145.1(1) & Agreed Stmt] |  |
| | D&O 1988/12/05 | Lawrence Erwin Weisdorn [Agreed Stmt] |  |
| | D&O 1988/08/02 | J. Keith Judd [Settlement & Order] |  |
| | D&O 1988/08/02 | Cathryn J. Garcia [Settlement & Order] |  |
| | D&O 1988/08/02 | Michael D. Judd [Settlement & Order] |  |
| | D&O 1988/01/15 | Marco Resources Ltd., et al. [Order] |  |
|
| |