Decisions
Craig D. Briand and Stephen V. Harrison [Reciprocal Order]
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BCSECCOM #:
2010 BCSECCOM 521
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Document Type:
Reciprocal Order
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Published Date:
2010-09-09
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Effective Date:
2010-09-09
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Details:
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2010 BCSECCOM 521
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2010 BCSECCOM 521
Reciprocal Order
Craig D. Briand and Stephen V. Harrison
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Introduction
¶ 1 This is an order under sections 161(1) and 161(6)(d) of the Securities Act, RSBC 1996, c.418.
Background
¶ 2 Craig D. Briand and Stephen V. Harrison agreed with the New Brunswick Securities Commission to be subject to sanctions in a settlement agreement the NBSC approved on April 14, 2010 In the matter of Briand, Harrison & Associates Corporation, Stephen V. Harrison and Craig D. Briand.
Order
¶ 3 After providing Briand an opportunity to be heard, and considering staff’s submissions, and considering it to be in the public interest, we order:
- 1. under section 161(c) of the Act, that any or all of the exemptions set out in the regulations do not apply to Briand permanently.
¶ 4 After providing Harrison an opportunity to be heard, and considering staff’s submissions, and considering it to be in the public interest, we order:
- 1. under section 161(c) of the Act, that any or all of the exemptions set out in the regulations do not apply to Harrison permanently.
¶ 5 September 8, 2010
¶ 6 For the Commission
Brent W. Aitken
Vice Chair
Bradley Doney
Commissioner