Notices of Hearing & Temporary Orders
John Frederick Brighten, et al. [Notice of Hearing]
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BCSECCOM #:
2005 BCSECCOM 157
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Document Type:
Notice of Hearing
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Published Date:
2005-03-10
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Effective Date:
2005-03-10
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Details:
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2005 BCSECCOM 157
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2005 BCSECCOM 157
Hearing Notice – hearing dates
John Frederick Brighten and Investment Dealers Association of Canada
Section 28 of the Securities Act, RSBC 1996, c. 418
John Frederick Brighten and Investment Dealers Association of Canada
Section 28 of the Securities Act, RSBC 1996, c. 418
¶ 1 In an oral decision made on August 24, 2004, a panel of the Pacific District Council of the Investment Dealers Association declined to approve a settlement agreement entered into by the enforcement staff of the Investment Dealers Association of Canada (Pacific District) and John Frederick Brighten.
¶ 2 On September 23, 2004, Brighten applied to the commission for a hearing and review of the decision.
¶ 3 A hearing to review the decision will be held on May 20, 2005, at 10 am at the British Columbia Securities Commission, 12th Floor, 701 West Georgia Street, Vancouver.
March 10, 2005
Elizabeth J. O’Hea
Secretary to the Commission