Decisions
Klaus Link [Reciprocal Order]
BCSECCOM #:
2009 BCSECCOM 389
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Document Type:
Reciprocal Order
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Published Date:
2009-07-14
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Effective Date:
2009-07-07
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Details:
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2009 BCSECCOM 389
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2009 BCSECCOM 389
Reciprocal Order
Klaus Link
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Klaus Link
Section 161(1) of the Securities Act, RSBC 1996, c. 418
- Introduction
- Background
- Order
- 1. under section 161(1)(b) of the Act, that Link cease trading in, and is permanently prohibited from purchasing, securities and exchange contracts,
2. under section 161(1)(c) of the Act, that the exemptions described in sections 44 to 47, 74, 75, 98 and 99 do not apply to Link,
3. under section 161(1)(d)(i) and (ii) of the Act, that Link resign any position he holds as, and is permanently prohibited from becoming or acting as, a director or officer of any issuer, registrant or investment fund manager,
4. under section 161(1)(d)(iii) of the Act, that Link is permanently prohibited from becoming or acting as a registrant, investment fund manager or promoter,
5. under section 161(1)(d)(iv) of the Act, that Link is permanently prohibited from acting in a management or consultative capacity in connection with activities in the securities market, and
6. under section 161(1(d)(v) of the Act, that Link is permanently prohibited from engaging in investor relations activities.
¶ 4 July 7, 2009
¶ 5 For the Commission
- Brent W. Aitken
Vice Chair
Kenneth G. Hanna
Commissioner