Decisions
Connor Financial Corporation, et al. [Decision]
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BCSECCOM #:
2005 BCSECCOM 522
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Document Type:
Decision
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Published Date:
2005-08-12
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Effective Date:
2005-08-10
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Details:
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2005 BCSECCOM 522
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Hearing
| Panel | Douglas M. Hyndman | Chair |
| John K. Graf | Commissioner | |
| Roy Wares | Commissioner |
| Dates of Hearing | August 9 and 10, 2004 |
| Date of Decision | August 10, 2005 |
| Appearing | |
| C. Paige Leggat | For commission staff |
| Joel Gerrett Connor | For himself |
Decision
Introduction
¶ 1 This is a review under section 165(3) of the Securities Act, RSBC 1996, c. 418. Joel Gerrett Connor and Connor Financial Corporation seek to overturn a decision by the commission’s director of capital markets regulation. Commission staff oppose the application.
¶ 2 The parties agreed that the review would proceed as a new hearing, in which commission staff had to make the case for the director’s decision to stand.