Decisions
Rod Woodward [Reciprocal Order]
BCSECCOM #:
2011 BCSECCOM 324
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Document Type:
Reciprocal Order
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Published Date:
2011-07-12
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Effective Date:
2011-07-07
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Details:
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2011 BCSECCOM 324
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2011 BCSECCOM 324
Reciprocal Order
Rod Woodward
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Rod Woodward
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Introduction
Background
Order
1. under section 161(1)(b) of the Act, that Woodward cease trading in, and is prohibited from purchasing securities and exchange contracts permanently;
2. under section 161(1)(d)(i) and (ii) of the Act, that Woodward resign any position he holds as, and is permanently prohibited from becoming or acting as, a director or officer of any issuer, registrant or investment fund manager;
3. under section 161(1)(d)(iii) of the Act, that Woodward is permanently prohibited from becoming or acting as a registrant, investment fund manager or promoter;
4. under section 161(1)(d)(iv) of the Act, that Woodward is permanently prohibited from acting in a management or consultative capacity in connection with activities in the securities market; and
5. under section 161(1(d)(v) of the Act, that Woodward is permanently prohibited from engaging in investor relations activities.
¶ 4 July 7, 2011
¶ 5 For the Commission
Brent W. Aitken
Vice Chair
Don Rowlatt
Commissioner