Decisions
David C. Campbell, Abel Da Silva and Julian M. Sylvester [Reciprocal Order]
BCSECCOM #:
2011 BCSECCOM 319
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Document Type:
Reciprocal Order
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Published Date:
2011-07-12
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Effective Date:
2011-07-07
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Details:
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2011 BCSECCOM 319
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2011 BCSECCOM 319
Reciprocal Order
David C. Campbell, Abel Da Silva and Julian M. Sylvester
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Introduction
Background
Order
David C. Campbell
1. under section 161(1)(b) of the Act, that Campbell cease trading in, and is prohibited from purchasing, securities and exchange contracts permanently;
2. under section 161(1)(c) of the Act, that all of the exemptions set out in the regulations do not apply to Campbell permanently;
3. under section 161(1)(d)(i) and (ii) of the Act, that Campbell resign any position he holds as, and is permanently prohibited from becoming or acting as, a director or officer of any issuer; and
4. under section 161(1)(d)(i) and (ii) of the Act, that Campbell resign any position he holds as, and is permanently prohibited from becoming or acting as, a director or officer of any registrant;
Abel Da Silva
5. under section 161(1)(b) of the Act, that Da Silva cease trading in, and is prohibited from purchasing, securities and exchange contracts permanently;
6. under section 161(1)(c) of the Act, that all of the exemptions set out in the regulations do not apply to Da Silva permanently;
7. under section 161(1)(d)(i) and (ii) of the Act, that Da Silva resign any position he holds as, and is permanently prohibited from becoming or acting as, a director or officer of any issuer; and
8. under section 161(1)(d)(i) and (ii) of the Act, that Da Silva resign any position he holds as, and is permanently prohibited from becoming or acting as, a director or officer of any registrant;
Julian M. Sylvester
9. under section 161(1)(b) of the Act, that Sylvester cease trading in, and is prohibited from purchasing, securities and exchange contracts permanently;
10. under section 161(1)(c) of the Act, that all of the exemptions set out in the regulations do not apply to Sylvester permanently;
11. under section 161(1)(d)(i) and (ii) of the Act, that Sylvester resign any position he holds as, and is permanently prohibited from becoming or acting as, a director or officer of any issuer; and
12. under section 161(1)(d)(i) and (ii) of the Act, that Sylvester resign any position he holds as, and is permanently prohibited from becoming or acting as, a director or officer of any issuer.
¶ 4 July 7, 2011
¶ 5 For the Commission
Brent W. Aitken
Vice Chair
Don Rowlatt
Commissioner