Decisions
Everett Conrad [Reciprocal Order]
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BCSECCOM #:
2010 BCSECCOM 267
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Document Type:
Reciprocal Order
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Published Date:
2010-05-18
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Effective Date:
2010-05-14
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Details:
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2010 BCSECCOM 267
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2010 BCSECCOM 267
Reciprocal Order
Everett Conrad
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Everett Conrad
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Introduction
¶ 1 This is an order under sections 161(1) and 161(6)(c) of the Securities Act,RSBC 1996, c.418.
Background
¶ 2 Everett Conrad is subject to an order made by the Manitoba Securities Commission imposing sanctions on him in a decision, Order No. 5946 rendered June 18, 2009.
Order
¶ 3 After providing Conrad an opportunity to be heard, and considering staff’s submissions, and considering it to be in the public interest, we order:
1. under section 161(1)(b) of the Act, that Conrad cease trading in, and is prohibited from purchasing, securities and exchange contracts permanently, and
2. under section 161(1)(c) of the Act, that any or all of the registration exemptions set out in the regulations do not apply to Conrad permanently.
¶ 4 May 14, 2010
¶ 5 For the Commission
Brent W. Aitken
Vice Chair
Kenneth G. Hanna
Commissioner