Decisions
Gordon James Goodbrand [Reciprocal Order]
|
BCSECCOM #:
2010 BCSECCOM 279
|
Document Type:
Reciprocal Order
|
|
Published Date:
2010-05-19
|
Effective Date:
2010-05-14
|
|
Details:
|
|
2010 BCSECCOM 279
Click on the Adobe icon to launch the Acrobat Reader
2010 BCSECCOM 279
Reciprocal Order
Gordon James Goodbrand
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Gordon James Goodbrand
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Introduction
¶ 1 This is an order under sections 161(1) and 161(6)(c) of the Securities Act,RSBC 1996, c.418.
Background
¶ 2 Gordon James Goodbrand is subject to an order made by the Alberta Securities Commission imposing sanctions on him in a decision rendered December 11, 2009 in Wheatfield Inc.,Re, 2009 ABASC 619.
Order
¶ 3 After providing Goodbrand an opportunity to be heard, and considering staff’s submissions, and considering it to be in the public interest, we order:
1. under section 161(1)(b) of the Act, that Goodbrand cease trading in, and is prohibited from purchasing, securities and exchange contracts until December 11, 2014, except that Goodbrand may trade and purchase securities in accordance with the terms of the ASC order, and
2. under section 161(1)(c) of the Act, that any or all of the exemptions set out in the regulations do not apply to Goodbrand until December 11, 2014, and
3. under section 161(1)(d)(i) and (ii) of the Act, that Goodbrand resign any position he holds as, and is prohibited until December 11, 2014, from becoming or acting as, a director or officer of any issuer.
¶ 4 May 14, 2010
¶ 5 For the Commission
Brent W. Aitken
Vice Chair
Bradley Doney
Commissioner