Decisions
David D. Bulloch [Reciprocal Order]
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BCSECCOM #:
2010 BCSECCOM 520
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Document Type:
Reciprocal Order
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Published Date:
2010-09-09
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Effective Date:
2010-09-09
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Details:
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2010 BCSECCOM 520
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2010 BCSECCOM 520
Reciprocal Order
David D. Bulloch
Section 161(1) of the Securities Act, RSBC 1996, c. 418
IntroductionDavid D. Bulloch
Section 161(1) of the Securities Act, RSBC 1996, c. 418
¶ 1 This is an order under sections 161(1) and 161(6)(d) of the Securities Act, RSBC 1996, c.418.
Background
¶ 2 David D. Bulloch agreed with the Alberta Securities Commission to be subject to sanctions in a settlement agreement the ASC approved on June 8, 2010 in Strategic Equity Corp., Re, 2010 ABASC 254.
Order
¶ 3 After providing Bulloch an opportunity to be heard, and considering staff’s submissions, and considering it to be in the public interest, we order, under section 161(1)(b) of the Act, that Bulloch cease trading in, and is prohibited from purchasing, securities and exchange contracts until June 8, 2013, except that Bulloch may trade and purchase securities in accordance with the terms of the ASC settlement agreement,
¶ 4 September 8, 2010
¶ 5 For the Commission
Brent W. Aitken
Vice Chair
David J. Smith
Commissioner