Decisions
Bryan Orr [Ruling]
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BCSECCOM #:
2006 BCSECCOM 587
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Document Type:
Ruling
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Published Date:
2006-10-17
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Effective Date:
2006-10-16
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Details:
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2006 BCSECCOM 587
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Application
| Panel | Brent W. Aitken | Vice Chair |
| Neil Alexander | Commissioner |
| Date of application | October 16, 2006 |
| Date of ruling | October 16, 2006 |
| Appearing | |
| Mark J. Braidwood Stuart Hankinson Rodney L. Hayley Marko Vesely | For Bryan Orr |
| C. Paige Leggat | For the Executive Director |
Ruling
Introduction
¶ 1 This is our ruling on two applications:
- an application by Brian Orr that the hearing now scheduled to begin November 6, 2006 be adjourned, and
- an application by the Executive Director for an order preventing Orr from calling expert evidence on the topics of suitability, leveraging, and the responsibilities of a mutual fund salesman.