Decisions

Cynthia Jordan [Reciprocal Order]

BCSECCOM #:
2009 BCSECCOM 392
Document Type:
Reciprocal Order
Published Date:
2009-07-14
Effective Date:
2009-07-07
Details:

2009 BCSECCOM 392

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2009 BCSECCOM 392

 
Reciprocal Order

Cynthia Jordan

Section 161(1) of the Securities Act, RSBC 1996, c. 418


      Introduction
¶ 1 This is an order under section 161(1) and 161(6)(d) of the Securities Act, RSBC 1996, c. 418.
      Background
¶ 2 Cynthia Jordan has agreed with the Ontario Securities Commission to be subject to sanctions in a settlement dated January 15, 2009 In the matter of Cynthia Jordan.
      Order
¶ 3 After providing Jordan an opportunity to be heard, and considering staff’s submissions, and considering it to be in the public interest, we order:
      1. under section 161(1)(d)(i) and (ii) of the Act, that Jordan resign any position she holds as, and is prohibited until January 16, 2014, from becoming or acting as, a director or officer of an issuer, registrant or investment fund manager,

      2. under section 161(1)(d)(iii) of the Act, that Jordan is prohibited until January 16, 2014, from becoming or acting as a registrant, investment fund manager or promoter,

      3. under section 161(1)(d)(iv) of the Act, that Jordan is prohibited until January 16, 2014, from acting in a management or consultative capacity in connection with activities in the securities market, and

      4. under section 161(1(d)(v) of the Act, that Jordan is prohibited until January 16, 2014, from engaging in investor relations activities.

¶ 4 July 7, 2009

¶ 5 For the Commission



      Brent W. Aitken
      Vice Chair




      Bradley Doney
      Commissioner

 

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