Decisions
Robert Vincent Bartel [Reciprocal Order]
BCSECCOM #:
2008 BCSECCOM 462
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Document Type:
Reciprocal Order
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Published Date:
2008-08-20
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Effective Date:
2008-08-12
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Details:
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2008 BCSECCOM 462
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2008 BCSECCOM 462
Reciprocal Order
Robert Vincent Bartel
Section 161(1) of the Securities Act, RSBC 1996, c. 418
- Introduction
¶ 1 This is an order under sections 161(1) and 161(6)(c) of the Securities Act, RSBC 1996, c.418.
- Background
- Order
- 1. under section 161(1)(b) of the Act, that Bartel cease trading in, and is prohibited from purchasing, securities and exchange contracts, except that Bartel may trade or purchase securities and exchange contracts through accounts in his name at a registered dealer,
2. under section 161(1)(d)(i) and (ii), that Bartel resign any position he holds as, and is prohibited from becoming or acting as, a director or officer of any issuer, registrant or investment fund manager,
3. under section 161(1)(d)(iii), that Bartel is prohibited from becoming or acting as a registrant, investment fund manager or promoter,
4. under section 161(1)(d)(iv), that Bartel is prohibited from acting in a management or consultative capacity in connection with activities in the securities market, and
5. under section 161(1)(d)(v), that Bartel is prohibited from engaging in investor relations activities,
- until June 20, 2015.
¶ 4 August 12, 2008
¶ 5 For the Commission
- Brent W. Aitken
Vice Chair
Kenneth G. Hanna
Commissioner