Decisions
Lynne Rae Nickford aka Lynne Rae Zlotnik dba Lynne Zlotnik Wealth Management [Ruling – Adjournment]
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BCSECCOM #:
2013 BCSECCOM 174
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Document Type:
Ruling – Adjournment
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Published Date:
2013-05-23
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Effective Date:
2013-05-23
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Details:
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2013 BCSECCOM 174
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Ruling – Adjournment
Lynne Rae Nickford aka Lynne Rae Zlotnik
dba Lynne Zlotnik Wealth Management
Section 161 of the Securities Act, RSBC 1996, c. 418
- Background
¶ 2 On October 18, 2012, Nickford applied for an adjournment, because of ill health.
¶ 3 On November 2, 2012, the Commission adjourned the hearing to January 7, 8, 11 and February 4 and 5, 2013, and issued a temporary order, by consent, under section 161(1) of the Act until a hearing is held and a decision is rendered.
¶ 4 On November 26, 2012, Nickford again applied to adjourn the hearing because of ill health.
¶ 5 On November 27, 2012, the Commission, by consent, adjourned the hearing to June 17-20, 2013.
¶ 6 On May 10, 2013, Nickford applied to adjourn the hearing for a third time since the matter was set down in November 2012, because of her continuing ill health. The Executive Director opposed this application.
- Ruling
- 1. the parties attend a hearing management meeting at 10:00 a.m. on June 17, 2013 to set dates for the hearing;
2. Nickford discloses to the Executive Director, as required by section 2.6 of BC Policy 15-601, the evidence she intends to produce at the hearing, at least 30 days prior to the hearing; and
3. considering that disclosure would be unduly prejudicial to Nickford, the public be excluded from the submissions of the parties filed in all three adjournment applications.
Suzanne K. Wiltshire
Commissioner
Bradley Doney
Commissioner