Policy Documents
Decisions & Orders

Document Sub-category:Settlements (Without a Hearing)
Document No.:2013/10/01
Subject:Leonard George Ralph, also known as Len Ralph [Order and Settlement Agreement]
Amendments:
Published Date:10/02/2013
Effective Date:10/01/2013

______________________________

2013 BCSECCOM 415.pdf2013 BCSECCOM 414.pdf
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Citation: 2013 BCSECCOM 415
Order

Leonard George Ralph, also known as Len Ralph

Securities Act, RSBC 1996, c. 418 (the Act)


Background
1 The Executive Director of the British Columbia Securities Commission has entered into a settlement agreement with Leonard George Ralph, also known as Len Ralph (Ralph), a copy of which is attached as Schedule A.

Order
2 The Executive Director, considering it to be in the public interest to do so, orders (the Order) that:

3 October 1, 2013

Paul C. Bourque

4 Paul C. Bourque, Q.C.
Executive Director




Citation: 2013 BCSECCOM 414
Settlement Agreement

Leonard George Ralph, also known as Len Ralph

Securities Act, RSBC 1996, c. 418

1 The Executive Director of the British Columbia Securities Commission (the Executive Director) and Leonard George Ralph, also known as Len Ralph, agree as follows:
2 The Executive Director will issue an order (the Order) that:
3 Ralph consents to a regulatory Order made by any provincial or territorial securities regulatory authority in Canada containing any or all of the Orders set out in paragraph 2 above.
4 Ralph waives any right he may have, under the Act or otherwise, to a hearing, hearing and review, judicial review or appeal related to, in connection with, or incidental to this settlement.
5 This Settlement Agreement may be executed in counterpart or by facsimile execution and all such counterparts of executed copies or faxed copies shall be read or construed together as if they formed one originally executed document.

6 September 26, 2013



7 Leonard Ralph_________________
Leonard George Ralph


Jillian Crystal__________________ )
Witness Signature )
Jillian Crystal__________________ )
Witness Name (please print) )
3623 Dolphin Drive_____________ )
Nanoose Bay, BC, V9P 9H2______ )
Address )
Retired_______________________ )
Occupation )


8 October 1, 2013

Paul C. Bourque

9 Paul C. Bourque, Q.C.
Executive Director