Decisions
Harbanse Singh Doman [Variation Order]
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BCSECCOM #:
2005 BCSECCOM 603
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Document Type:
Variation Order
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Published Date:
2005-09-22
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Effective Date:
2005-09-21
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Details:
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2005 BCSECCOM 603
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2005 BCSECCOM 603
Variation Order
Harbanse Singh Doman
Section 171 of the Securities Act, RSBC 1996, c. 418
Harbanse Singh Doman
Section 171 of the Securities Act, RSBC 1996, c. 418
Background
¶ 1 On October 14, 1999, the British Columbia Securities Commission made an order under section 161(1)(c) of the Securities Act, RSBC 1996, c. 418 that the exemptions described in sections 44 to 47, 74, 75 and 98 of the Act do not apply to Harbanse Singh Doman for a period ending October 25, 2009.
¶ 2 Doman seeks a variation of the Order that will permit him to hold a single securities trading account in his name at Canaccord Capital Corporation (Canaccord) that will be managed by Canaccord in its sole discretion without any instructions from Doman or any other person.
¶ 3 The Commission considers that the requested variation would not be prejudicial to the public interest.
Order
¶ 4 The Commission orders under section 171 of the Act that the Order is varied to permit Doman to hold a single securities trading account in his name at Canaccord that is managed by Canaccord in its sole discretion without any instructions from Doman or any other person.
¶ 5 September 21, 2005
- Brent W. Aitken
Commissioner
Roy Wares
Commissioner