Decisions

Gordon Trainor [Reciprocal Order]

BCSECCOM #:
2010 BCSECCOM 67
Document Type:
Reciprocal Order
Published Date:
2010-02-03
Effective Date:
2010-01-25
Details:

2010 BCSECCOM 67

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2010 BCSECCOM 67

 

Reciprocal Order

Gordon Trainor

Section 161(1) of the Securities Act, RSBC 1996, c. 418

 

 

 

 

 

Introduction
¶ 1 This is an order under section 161(1) and 161(6)(d) of the Securities Act, RSBC 1996, c. 418.

Background
¶ 2 Gordon Trainor has agreed with the Alberta Securities Commission to be subject to sanctions in a settlement agreement dated May 27, 2009 in Trainor, Re, 2009 ABASC 254.

      Order
¶ 3 After providing Trainor an opportunity to be heard, and considering staff’s submissions, and considering it to be in the public interest, we order under section 161(1)(b) of the Act, that Trainor cease trading in, and is prohibited from purchasing, securities and exchange contracts until August 27, 2010, except that Trainor may trade and purchase securities through accounts in his name at a registered dealer.

¶ 4 January 25, 2010


¶ 5 For the Commission

 

Brent W. Aitken
Vice Chair

Shelley C. Williams
Commissioner

 

 

 

 

 

 

 

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