Decisions
John David Briner [Reciprocal Order]
BCSECCOM #:
2011 BCSECCOM 155
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Document Type:
Reciprocal Order
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Published Date:
2011-04-06
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Effective Date:
2011-04-05
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Details:
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2011 BCSECCOM 155
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2011 BCSECCOM 155
Reciprocal Order
John David Briner
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Introduction
Background
Order
1. under section 161(1)(b) of the Act, that until November 3, 2015, Briner cease trading in, and is prohibited from purchasing, securities and exchange contracts;
2. under section 161(1)(d)(i) and (ii) of the Act, that Briner resign any position he holds as a director of any issuer, registrant or investment fund manager and is prohibited until November 3, 2015, from becoming or acting as a director or officer of any issuer, registrant or investment fund manager;
3. under section 161(1)(d)(iii) of the Act, that until November 3, 2015, Briner is prohibited from becoming or acting as a registrant, investment fund manager or promoter;
4. under section 161(1)(d)(iv) of the Act, that until November 3, 2015, Briner is prohibited from acting in a management or consultative capacity in connection with activities in the securities market; and
5. under section 161(1(d)(v) of the Act, that until November 3, 2015, Briner is prohibited from engaging in investor relations activities.
¶ 4 April 5, 2011
¶ 5 For the Commission
Brent W. Aitken
Vice Chair
Bradley Doney
Commissioner