Decisions
Robert John Harris [Reciprocal Order]
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BCSECCOM #:
2011 BCSECCOM 321
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Document Type:
Reciprocal Order
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Published Date:
2011-07-12
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Effective Date:
2011-07-07
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Details:
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2011 BCSECCOM 321
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2011 BCSECCOM 321
Reciprocal Order
Robert John Harris
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Robert John Harris
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Introduction
Background
Order
1. under section 161(1)(b) of the Act, that Harris cease trading in, and is prohibited from purchasing, securities and exchange contracts permanently;
2. under section 161(1)(c) of the Act, that all of the exemptions set out in the regulations do not apply to Harris permanently;
3. under section 161(1)(d)(i) and (ii) of the Act, that Harris resign any position he holds as, and is permanently prohibited from becoming or acting as, a director or officer of any issuer; and
4. under section 161(1(d)(iv) of the Act, that Harris is permanently prohibited from acting in a management or consultative capacity in connection with activities in the securities market.
¶ 4 July 7, 2011
¶ 5 For the Commission
Brent W. Aitken
Vice Chair
Don Rowlatt
Commissioner