Decisions
Mario Di Fonzo [Reciprocal Order]
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BCSECCOM #:
2011 BCSECCOM 38
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Document Type:
Reciprocal Order
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Published Date:
2011-01-24
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Effective Date:
2011-01-20
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Details:
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2011 BCSECCOM 38
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2011 BCSECCOM 38
Reciprocal Order
Mario Di Fonzo
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Introduction
¶ 1 This is an order under sections 161(1) and 161(6)(d) of the Securities Act, RSBC 1996, c.418.
Background
¶ 2 Mario Di Fonzo agreed with the Manitoba Securities Commission to be subject to sanctions in a settlement agreement the MSC approved on September 1, 2010 in Mario Di Fonzo, Order No. 6191.
Order
¶ 3 After providing Di Fonzo an opportunity to be heard, and considering staff’s submissions, and considering it to be in the public interest, we order, under section 161(1)(c) of the Act, that any or all of the exemptions set out in the regulations do not apply to Di Fonzo until September 1, 2020.
¶ 4 January 20, 2011
¶ 5 For the Commission
| Brent W. Aitken Vice Chair |
| Don Rowlatt Commissioner |