Decisions
John Jenkins and Delroy Atwood [Reciprocal Order]
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BCSECCOM #:
2011 BCSECCOM 37
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Document Type:
Reciprocal Order
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Published Date:
2011-01-24
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Effective Date:
2011-01-20
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Details:
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2011 BCSECCOM 37
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2011 BCSECCOM 37
Reciprocal Order
John Jenkins and Delroy Atwood
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Introduction
¶ 1 This is an order under sections 161(1) and 161(6)(c) of the Securities Act, RSBC 1996, c.418.
Background
¶ 2 John Jenkins and Delroy Atwood are subject to an order made by the Alberta Securities Commission imposing sanctions on them in a decision rendered June 18, 2010 in Gold-Quest International Corp. Re, 2010 ABASC 278.
Orders
¶ 3 After providing Jenkins an opportunity to be heard, and considering staff’s submissions, and considering it to be in the public interest, we order:
- 1. under section 161(1)(b) of the Act, that Jenkins cease trading in, and is prohibited permanently from purchasing, securities and exchange contracts,
2. under section 161(1)(c) of the Act, that any or all of the exemptions set out in the regulations do not apply to Jenkins permanently,
- 3. under section 161(1)(d)(i) and (ii) of the Act, that Jenkins resign any position he holds as, and is prohibited permanently from becoming or acting as, a director or officer of any issuer,
- 4. under section 161(1)(d)(iv) of the Act, that Jenkins is prohibited permanently from acting in a management or consultative capacity in connection with activities in the securities market.
- 1. under section 161(1)(d)(i) and (ii) of the Act, that Atwood resign any position he holds as, and is prohibited until June 18, 2015 from becoming or acting as, a director or officer of any issuer, and
- 2. under section 161(1)(d)(iv) of the Act, that Atwood is prohibited until June 18, 2015 from acting in a management or consultative capacity in connection with activities in the securities market.
¶ 5 January 20, 2011
¶ 6 For the Commission
| Brent W. Aitken Vice Chair |
| Don Rowlatt Commissioner |