Decisions
Terence Lushington [Reciprocal Order]
BCSECCOM #:
2014 BCSECCOM 12
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Document Type:
Reciprocal Order
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Published Date:
2014-01-30
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Effective Date:
2014-01-16
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Details:
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2014 BCSECCOM 12
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Reciprocal Order
Terence Lushington
Section 161 of the Securities Act, RSBC 1996, c. 418
- Introduction
- Background
- Order
1. under section 161(1)(b) of the Act, that Lushington cease trading in, and is prohibited from purchasing securities until March 29, 2016;
2. under section 161(1)(c) of the Act, that all of the exemptions set out in the regulations do not apply to Lushington until March 29, 2016;
3. under section 161(1)(d)(ii) of the Act, that Lushington is prohibited until March 29, 2016, from becoming or acting as a director or officer of any issuer, registrant or investment fund manager; and
4. under section 161(1)(d)(iii) of the Act, that Lushington is prohibited until March 29, 2016, from becoming or acting as a registrant, investment fund manager or promoter.
¶ 4 January 16, 2014
¶ 5 For the Commission
| Don Rowlatt |
| Commissioner |