Decisions
Kenneth G. Howling [Variation Order]
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BCSECCOM #:
2009 BCSECCOM 477
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Document Type:
Variation Order
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Published Date:
2009-08-31
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Effective Date:
2009-08-28
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Details:
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2009 BCSECCOM 477
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2009 BCSECCOM 477
Variation Order
Kenneth G. Howling
Section 171 of the Securities Act, RSBC 1996, c. 418
Introduction
¶ 1 This is an order under section 171 of the Securities Act, RSBC 1996, c.418.
Order issued
¶ 2 On July 7, 2009, the Commission made a reciprocal order [2009 BCSECCOM 382] as follows:
- 1. under section 161(1)(d)(i) and (ii) of the Act, that Howling resign any position he holds as, and is prohibited until January 27, 2011, from becoming or acting as, a director or officer of any issuer, registrant or investment fund manager,
2. under section 161(1)(d)(iii) of the Act, that Howling is prohibited until January 27, 2011, from becoming or acting as a registrant, investment fund manager or promoter,
3. under section 161(1)(d)(iv) of the Act, that Howling is prohibited until January 27, 2011, from acting in a management or consultative capacity in connection with activities in the securities market, and
4. under section 161(1(d)(v) of the Act, that Howling is prohibited until January 27, 2011, from engaging in investor relations activities.
Variation order
¶ 3 Relying on Howling’s submissions and considering that to do so would not be prejudicial to the public interest, we order under section 171 of the Act, that the July 7, 2009 order is varied to read as follows: under section 161(1)(d)(ii) of the Act, that Howling is prohibited until January 27, 2011, from becoming or acting as a director or officer of any reporting issuer.
¶ 4 August 28, 2009
¶ 5 For the Commission
- Brent W. Aitken
Acting Chair
David J. Smith
Commissioner