Decisions
Rodney Koch [Reciprocal Order]
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BCSECCOM #:
2010 BCSECCOM 272
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Document Type:
Reciprocal Order
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Published Date:
2010-05-18
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Effective Date:
2010-05-14
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Details:
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2010 BCSECCOM 272
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2010 BCSECCOM 272
Reciprocal Order
Rodney Koch
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Rodney Koch
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Introduction
¶ 1 This is an order under sections 161(1) and 161(6)(c) of the Securities Act, RSBC 1996, c.418.
Background
¶ 2 Rodney Koch is subject to an order made by the Alberta Securities Commission imposing sanctions on him in a decision rendered August 13, 2009 in Sea Sun Capital Corporation, Re, 2009 ABASC 407.
Order
¶ 3 After providing Koch an opportunity to be heard, and considering staff’s submissions, and considering it to be in the public interest, we order:
1. under section 161(1)(b) of the Act, that Koch cease trading in, and is prohibited from purchasing, securities and exchange contracts until August 13, 2034,
2. under section 161(1)(c) of the Act, that any or all of the exemptions set out in the regulations do not apply to Koch until August 13, 2034, and
3. under section 161(1)(d)(i) and (ii) of the Act, that Koch resign any position he holds as, and is prohibited until August 13, 2034, from becoming or acting as, a director or officer of any issuer.
¶ 5 For the Commission
Brent W. Aitken
Vice Chair
Don Rowlatt
Commissioner