Decisions
Richard Tong [Sec. 154.2]
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BCSECCOM #:
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Document Type:
Sec. 154.2
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Published Date:
1996-09-13
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Effective Date:
1996-09-06
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Details:
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IN THE MATTER OF The Securities Act, S.B.C. 1985, c. 83
AND IN THE MATTER OF Richard Tong
Order Under Section 154.2
A.R. Wanstall, B.W. Aitken, D.K. Wolch
September 6, 1996
ORDER:-- WHEREAS following a hearing on January 24, 1996, under section 144(1) of the Securities Act, S.B.C. 1985, c.83, into the conduct and affairs of Richard Tong, we issued a decision on March 27, 1996, in which we ordered, inter alia, under section 154.2 of the Act that Tong pay prescribed fees and charges for the costs of or related to the hearing incurred by the Commission and the Executive Director, the amounts to be determined following further submissions from the parties;
AND WHEREAS on July 17, 1996, Commission staff submitted a bill of $2,083.80 representing prescribed fees and charges incurred by Commission staff in relation to the hearing;
AND WHEREAS the submission of Commission staff was sent to Tong on July 30, 1996, with a request that Tong respond by August 14, 1996, and Tong has made no submission in response;
NOW THEREFORE we order under section 154.2 of the Act and in accordance with section 22(1), Item 38(a), (b) and (c) of the Securities Regulation, B.C. Reg. 478/95, that Tong pay forthwith costs of or related to the hearing in the amount of $2,083.80.
A.R. WANSTALL, Member
B.W. AITKEN, Member
D.K. WOLCH, Member