Decisions
Robert Peter Gawthrop and Investment Dealers Association of Canada
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BCSECCOM #:
2004 BCSECCOM 608
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Document Type:
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Published Date:
2004-10-28
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Effective Date:
2004-10-25
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Details:
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2004 BCSECCOM 608
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Decision
Robert Peter Gawthrop
Investment Dealers Association of Canada
Application under section 28 of the Securities Act, RSBC 1996, c. 418
Hearing
Panel Douglas M. Hyndman Chair
Marc A. Foreman Commissioner
Robert J. Milbourne Commissioner
Date of Hearing August 25, 2004
Date of Decision October 25, 2004
Appearing
Barbara G. Lohmann For the Investment Dealers Association of Canada
Ralph Sahrmann For the Executive Director