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Registrant Outreach Program

The mission of the BCSC Registrant Outreach program for Chief Compliance Officers ("CCOs") and others responsible for compliance is to improve compliance by opening the lines of communication between CCOs of registered portfolio managers, scholarship plan dealers, restricted dealers, investment fund managers, exempt market dealers and compliance staff in BCSC’s Capital Markets Regulation Division.

Please contact the Registrant Outreach program at RegistrantOutreach@bcsc.bc.ca [Compliance] with any compliance questions or concerns you have regarding any industry or individual practice. You may request anonymity when speaking with the staff.

Quarterly workshops

Outreach workshops are held quarterly at the BCSC offices. These workshops cover various topics applicable to our registrants and some workshops consist of panel discussions among BCSC staff and compliance personnel. BCSC participants include staff from the Capital Markets Regulation division.

The workshop is open to the executive management and compliance staff of our registrants and is available via live audio webcast. In-person and online attendees can ask questions, which the panel members or presenters will attempt to address. We invite all interested parties to copresent topics at our workshops.

Please contact us at RegistrantOutreach@bcsc.bc.ca [Compliance] if you are interested in speaking at a future quarterly workshop or have suggestions for panel discussions.

Upcoming workshops

All workshops are from 2 p.m. - 4 p.m.

Please contact us at RegistrantOutreach@bcsc.bc.ca if you have questions or concerns.

2013 workshops

registrant_outreach_workshop_mar7_2013_coverpage

If you are having difficulties viewing the webinar, install the free "GoToMeeting" codec New window which will allow you to view the webinar in Windows Media Player.

2012 workshops

If you are having difficulties viewing the webinar, install the free "GoToMeeting" codec New window which will allow you to view the webinar in Windows Media Player.
The webinar does not include Ryan Glasser's presentation of this video on Social Media New window.

COO Outreach, June 2012

Agenda_JPEG_Webinar_March_15_2012 

Please note that we can accommodate 50 in-person participants. Registration is on a "first come first serve" basis. Webinar features will be available. For registration please contact staff at RegistrantOutreach@bcsc.bc.ca [Compliance].

2011 workshops

registrant outreach workshop webinar

2010 workshops

All workshops are from 2 p.m. - 4 p.m.