For Registrants
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Registration requirements
- NI 31-103 Registration Requirements and Exemptions
- NI 33-109 Registration Information
- MI 11-102 Passport System
- CSA Staff Notice 31-326 Outside Business Activities
- NI 45-106 Prospectus and Registration Exemptions - For financial years beginning on or after January 1, 2011
- BCI 32-513 Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distributions
- BCI 32-517 Exemption from Dealer Registration Requirements for Trades in Securities of Mortgage Investment Entities
- Policies & instruments about registration requirements and related matters
About compliance
- BCSC Registrant Outreach program
- Understanding your compliance examination
- Learn about industry-wide compliance performance: 2011 Examinations Report Card
