For Registrants
Sign up for BCSC’s new e-mail subscription services to receive immediate notice of policy publications, news and events.
Registration requirements
- NI 31-103 Registration Requirements and Exemptions
- NI 33-109 Registration Information
- MI 11-102 Passport System
- CSA Staff Notice 31-326 Outside Business Activities
- NI 45-106 Prospectus and Registration Exemptions - For financial years beginning on or after January 1, 2011
- BCI 32-513 Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distributions
- BCI 32-517 Exemption from Dealer Registration Requirements for Trades in Securities of Mortgage Investment Entities
- Policies & instruments about registration requirements and related matters
About compliance
- BCSC Registrant Outreach program
- Compliance Toolkit
- Learn about industry-wide compliance performance: 2012 Compliance Report Card
Suitability
Exemptions
- Apply for an exemption order using e-services
- Exemption Application Process
- Prospectus Exemptions for Registrants
- Private and Early Stage Businesses - Prospectus exemption information for Issuers
