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Disciplined List

Bristow, Dennis Beryl

  • Date of Order or Settlement:

    2000-01-19
  • Banned Until:

    2002-01-19

Sanction:

  • 1-year trading ban
  • 2-year director/officer ban
  • 2-year investor relations ban
  • An undertaking to comply with the Securities Act

Supporting Documents:

Violation:

    Unregistered distribution

Ruling Body:

BCSC

Payment Agreed/Ordered:

$25,000 plus $5,000 in costs