Disciplined List
Thakur, Rajeev
-
Date of Order or Settlement:
2010-05-14
Sanction:
Permanent trading ban with conditions (BCSC)
Permanent denial of exemptions (BCSC)
Permanent director/officer ban (BCSC)
Supporting Documents:
Violation:
Insider trading (OSC)
Ruling Body:
BCSC, Ontario Securities Commission (OSC)Payment Agreed/Ordered:
$642,056.29 in disgorgements plus $481,542.22 and $25,000 in costs (OSC)