DISCIPLINED PERSONS LIST

Name Reynolds, Randy
Date of Order or Settlement May 14, 2010
Banned Until April 15, 2012
Sanction 2-year ban from acting as a branch manager of a registrant
Violation

Unauthorized trading (MSC)

Acting contrary to the public interest (MSC)

Ruling Body BCSC, Manitoba Securities Commission (MSC)
Supporting Documents Reciprocal Order New window
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