DISCIPLINED PERSONS LIST
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| Name | Baker, James Woodrow |
|---|---|
| Date of Order or Settlement | May 14, 2010 |
| Banned Until | October 20, 2014 |
| Sanction |
5-year director/officer ban |
| Payment Agreed / Ordered |
$15,000 (ASC) $9,000 in costs (ASC) |
| Violation |
Illegal distribution (ASC) Prohibited Representations (ASC) Acting contrary to the public interest (ASC) |
| Ruling Body | BCSC, Alberta Securities Commission |
| Supporting Documents |
Reciprocal Order 
|
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