Disciplined List
Kingma, Wytze
-
Date of Order or Settlement:
2010-05-14 -
Banned Until:
2013-10-09
Sanction:
- 4-year trading ban with conditions (BCSC)
- 4-year denial of exemptions (BCSC)
Supporting Documents:
Violation:
- Insider trading (ASC)
- Acting contrary to the public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$215.262.58 (ASC)