Disciplined List
Wigmore, Arthur
-
Date of Order or Settlement:
2010-05-14
Sanction:
- Permanent trading ban with conditions (BCSC)
- Permanently denial of exemptions (BCSC)
- Permanent director/officer ban (BCSC)
Supporting Documents:
Violation:
- Illegal distribution (ASC)
- Prohibited representations (ASC)
- Prohibited transaction (ASC)
- Acting contrary to the public interest (ASC)