Disciplined List
McLean, Patricia
-
Date of Order or Settlement:
2010-05-14 -
Banned Until:
2013-09-08
Sanction:
5 year trading ban with conditions (BCSC)
5-year denial of exemptions (BCSC)
5-year director/officer ban (BCSC)
Supporting Documents:
Violation:
Acting contrary to the public interest (OSC)
Ruling Body:
BCSC, Ontario Securities Commission (OSC)Payment Agreed/Ordered:
$10,000 in costs (OSC)