Disciplined List
de Jaray, Steven Allan Wylie
-
Date of Order or Settlement:
2004-03-11 -
Banned Until:
2013-03-11
Sanction:
- 9-year trading ban with conditions
- 9-year director/officer ban with conditions
- 9-year investor relations ban
- An undertaking to comply with the Securities Act and the Securities Rules
Supporting Documents:
Violation:
- Failure to file insider reports
- Filing false or misleading information
- Failure to file control block notices and reports
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$65,000 plus $35,000 in costs