Disciplined List
Bint, William
-
Date of Order or Settlement:
2010-05-14 -
Banned Until:
2012-12-23
Sanction:
- 3-year trading ban with conditions
- 3-year ban from relying on any exemptions set out in the regulations
Supporting Documents:
Violation:
- Insider trading (ASC)
Acting contrary to the public interest (ASC)
Ruling Body:
BCSC / Alberta Securities CommissionPayment Agreed/Ordered:
$284,000 (ASC)