DISCIPLINED PERSONS LIST

Name Mankofsky, William
Date of Order or Settlement May 14, 2010
Banned Until July 24, 2013
Sanction

4-year trading ban with conditions (BCSC)

4-year denial of exemptions (BCSC)

4-year director/officer ban (BCSC)

4-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)

Violation

Unregistered trading (OSC)

Illegal distribution (OSC)

Prohibited representations (OSC)

Acting contrary to the public interest (OSC)

Ruling Body BCSC, Ontario Securities Commission (OSC)
Supporting Documents Reciprocal Order New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.