DISCIPLINED PERSONS LIST

Name Botha, Basil Roy
Date of Order or Settlement June 1, 2010
Banned Until June 1, 2013
Sanction

3-year ban from becoming or acting as an advisor

An order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations

Payment Agreed / Ordered $10,000
Violation Unregistered advising
Ruling Body BCSC
Supporting Documents

News Release 

Settlement/Order New window
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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