Disciplined List
Kelly, Maureen Louise
-
Date of Order or Settlement:
1998-11-10 -
Banned Until:
2018-11-10
Sanction:
- 20-year trading ban
- 20-year director/officer ban
- 20-year investor relations ban
Supporting Documents:
Violation:
- Trading after a Cease Trade Order
- Unregistered Distribution
- Unregistered Trading
- Misrepresentation
Ruling Body:
BCSCPayment Agreed/Ordered:
$10, 000 in costs