Disciplined List
Walker, Andrew Gordon
-
Date of Order or Settlement:
2010-10-07 -
Banned Until:
2020-10-07
Sanction:
- 10-year trading ban with conditions
- 10-year director/officer ban with conditions
- 10-year ban from acting in a management or consultative capacity in connection with activities in the securities market
- 10-year investor relations ban
Supporting Documents:
Violation:
- Fraud
- False or misleading statements
Ruling Body:
BCSCPayment Agreed/Ordered:
$60,000