DISCIPLINED PERSONS LIST
[Print]
| Name | Wilby, Simon |
|---|---|
| Date of Order or Settlement | September 8, 2010 |
| Banned Until | March 1, 2012 |
| Sanction |
2-year trading ban with conditions (BCSC) 2-year denial of exemptions (BCSC) 2-year director/officer ban (BCSC) |
| Payment Agreed / Ordered | $15,000 plus $5,000 in costs (ASC) |
| Violation |
Illegal distribution (ASC) Unregistered trading (ASC) Acting contrary to the public interest (ASC) |
| Ruling Body | BCSC, Alberta Securities Commission (ASC) |
| Supporting Documents |
Reciprocal Order  |
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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