DISCIPLINED PERSONS LIST

Name Wilby, Simon
Date of Order or Settlement September 8, 2010
Banned Until March 1, 2012
Sanction

2-year trading ban with conditions (BCSC)

2-year denial of exemptions (BCSC)

2-year director/officer ban (BCSC)

Payment Agreed / Ordered $15,000 plus $5,000 in costs (ASC)
Violation

Illegal distribution (ASC)

Unregistered trading (ASC)

Acting contrary to the public interest (ASC)

Ruling Body BCSC, Alberta Securities Commission (ASC)
Supporting Documents Reciprocal Order New window 
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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